Shindo Dustin M 的 Form 4 申報
New Horizon Aircraft Ltd.（HOVR），2024/9/19 申報
- 申報編號
- 0001474506-24-000215
- 申報時間
- 2024/9/19
- 交易日
- 2024/1/12-9/18
- 申報延遲
- 251 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 11 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $14.8 萬。交易後 251 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Shindo Dustin MCIK 0001321269 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/12 | Class A Ordinary Shares without par value | C轉換取得 | +5,600,997 | –F1,F2,F3,F4 | – | 5,600,997 | 間接 | |
| 2024/7/19 | Class A Ordinary Shares without par value | J其他處分 | −2,769,497 | $0.00 | $0 | 2,831,500 | 間接 | 重複申報 |
| 2024/7/19 | Class A Ordinary Shares without par value | J其他取得 | +1,158,267 | $0.00 | $0 | 1,158,267 | 直接 | |
| 2024/7/31 | Class A Ordinary Shares without par value | J其他處分 | −240,000 | $0.00 | $0 | 2,591,500 | 間接 | 重複申報 |
| 2024/9/9 | Class A Ordinary Shares without par value | J其他處分 | −1,365,375 | –F9 | – | 1,226,125 | 間接 | 重複申報 |
| 2024/9/9 | Class A Ordinary Shares without par value | J其他取得 | +565,375 | –F9 | – | 1,723,642 | 直接 | |
| 2024/9/12 | Class A Ordinary Shares without par value | S賣出處分 | −21,000 | $0.76 | −$15,960 | 1,702,642 | 直接 | |
| 2024/9/13 | Class A Ordinary Shares without par value | S賣出處分 | −48,079 | $0.76 | −$36,540.04 | 1,654,563 | 直接 | |
| 2024/9/16 | Class A Ordinary Shares without par value | S賣出處分 | −10,000 | $0.77 | −$7,700 | 1,644,563 | 直接 | |
| 2024/9/17 | Class A Ordinary Shares without par value | S賣出處分 | −5,000 | $0.80 | −$4,000 | 1,639,563 | 直接 | |
| 2024/9/18 | Class A Ordinary Shares without par value | S賣出處分 | −102,000 | $0.82 | −$83,640 | 1,537,563 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/12 | Class A Ordinary Shares without par value | C轉換處分 | −4,935,622 | –F1,F2,F3,F4 | – | 0 | 間接 | |
| 2024/1/12 | Class A Ordinary Shares without par value | J其他取得 | +565,375 | –F10 | – | 565,375 | 間接 | 重複申報 |
| 2024/7/19 | Class A Ordinary Shares without par value | J其他處分 | −565,375 | –F11 | – | 0 | 間接 | 重複申報 |
| 2024/7/19 | Class A Ordinary Shares without par value | J其他取得 | +565,375 | –F11 | – | 565,375 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On January 12, 2024, pursuant to that certain Business Combination Agreement, dated as of August 12, 2022 (the "Business Combination Agreement"), entered into by and among Pono Capital Three, Inc. (the "Company"), Pono Three Merger Acquisitions Corp., a British Columbia company and wholly-owned subsidiary of the Company ("Merger Sub") and Robinson Aircraft Ltd., d/b/a Horizon Aircraft ("Horizon"), the Company continued and de-registered from the Cayman Islands and redomesticate as a British Columbia company (the "SPAC Continuance") and Merger Sub amalgamated (the "Amalgamation," together with the other transactions contemplated by the Business Combination Agreement, the "Business Combination") with Horizon (the resulting company, "Amalco"), with Amalco being the wholly-owned subsidiary of the Company. Upon completion of the Amalgamation, the Company changed its name to "New Horizon Aircraft Ltd."
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F2
Reflects 5,500,997 Issuer Class A ordinary shares without par value received for Company ordinary shares held immediately prior to the closing of the Business Combination pursuant to the terms of the Business Combination Agreement. Includes 565,375 Class A ordinary shares issued in connection with the Company's initial public offering as part of the private placement units.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F3
As previously disclosed, on January 3, 2024, the Company entered into a certain subscription agreement (the "Subscription Agreement") with a certain investor pursuant to which such investor agreed to purchase, immediately prior to the closing of the Business Combination, the Company's Class A ordinary shares (such shares, collectively, "Subscription Shares") in an aggregate value of $2,000,000, representing 200,000 Subscription Shares at a price of $10.00 per share.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F4
As an inducement to enter into the Subscription Agreement, and upon the consummation of the Business Combination, Mehana Capital LLC ("Mehana") received an aggregate of 100,000 incentive shares.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F9
On September 9, 2024, Mehana transferred the reported securities to certain of its members (the "Members") in connection with share and transfer agreements entered into by Mehana and the Members, releasing Mehana from all obligations and liability arising from the Members' ownership of and relationship with Mehana.
表 I 有 2 筆交易的價格引用這則附註。
- F10
On January 12, 2024, the Company completed its initial business combination (the "Closing"), and in connection therewith, the private placement warrants issued to Mehana in connection with the Company's initial public offering as part of the private placement units (the "Private Placement Warrants") became exercisable 30 days following the Closing.
表 II 有 1 筆交易的價格引用這則附註。
- F11
On July 19, 2024, Mehana distributed the Private Placement Warrants to the Reporting Person, one of its members.
表 II 有 2 筆交易的價格引用這則附註。