Koenig Theodore L 的 Form 4/A 修正申報
修正AdTheorent Holding Company, Inc.（ADTH），2022/1/11 申報
- 申報編號
- 0001474506-22-000013
- 申報時間
- 2022/1/11
- 交易日
- 2021/12/15
- 申報延遲
- 27 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/12/15
這份申報列了 1 筆非衍生性交易。公開市場買進合計 $548.4 萬。交易後 27 天申報。
這份修正申報取代了 0001474506-21-000179（2021/12/15 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Koenig Theodore LCIK 0001075190 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/15 | Class A Common Stock | P買進取得 | +550,000 | $9.97F2 | +$5,483,500 | 1,350,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The securities disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Monroe Capital LLC and/or its affiliates ("Monroe"). Theodore L. Koenig is the Chief Executive Officer of Monroe. By reason of the provisions of Rules 13d-3 and 16a-1 under the Securities Exchange Act of 1934, as amended, Mr. Koenig may be deemed to be the beneficial owner of the securities beneficially owned by the Funds. The filing of this statement shall not be deemed an admission that Mr. Koenig is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Mr. Koenig hereby disclaims beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.965 to approximately $9.99, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The original Form 4 was filed on December 15, 2021. This amendment is being filed to correct an administrative error in reporting the amount of securities acquired and the amount of securities beneficially owned following the reported transaction in Columns 4 and 5, respectively, in Table I, which underreported the the amount of securities acquired by 300,000 shares. This filing properly reflects the correct number of shares as of December 15, 2021. As of January 11, 2022, the reporting person beneficially owned 2,004,441 shares.