Koenig Theodore L 的 Form 4/A 修正申報
修正AdTheorent Holding Company, Inc.（ADTH），2021/12/28 申報
- 申報編號
- 0001474506-21-000186
- 申報時間
- 2021/12/28
- 交易日
- 2021/12/10
- 申報延遲
- 18 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/12/10
這份申報列了 1 筆非衍生性交易。公開市場買進合計 $249.3 萬。交易後 18 天申報。
這份修正申報取代了 0001474506-21-000175（2021/12/10 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Koenig Theodore LCIK 0001075190 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/10 | Class A Common Stock | P買進取得 | +250,000 | $9.97 | +$2,492,500 | 250,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The securities disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Monroe Capital LLC and/or its affiliates ("Monroe"). Theodore L. Koenig is the Chief Executive Officer of Monroe. By reason of the provisions of Rules 13d-3 and 16a-1 under the Securities Exchange Act of 1934, as amended, Mr. Koenig may be deemed to be the beneficial owner of the securities beneficially owned by the Funds. The filing of this statement shall not be deemed an admission that Mr. Koenig is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Mr. Koenig hereby disclaims beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein.
- F2
Due to an inadvertent error, in a Form 4 filing made on December 10, 2021, the Reporting Person reported 6,233,333 shares beneficially owned, rather than the correct number of 250,000 in Table I, Column 5. The result of the error in subsequent filings was to over report direct holdings by the Reporting Person by 5,983,333 shares. This filing properly reflects the correct number of shares as of December 10, 2021. As of December 28, 2021, the reporting person beneficially owned 1,704,441 shares.