Keen Matthew 的 Form 4/A 修正申報
修正Two Harbors Investment Corp.（TWOD），2024/1/17 申報
- 申報編號
- 0001465740-24-000022
- 申報時間
- 2024/1/17
- 交易日
- 2024/1/8-1/9
- 申報延遲
- 9 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2024/1/10
這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $1.61 萬。交易後 9 天申報。
這份修正申報取代了 0001465740-24-000012（2024/1/10 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Keen MatthewCIK 0001917084 | 高階主管（技術長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/8 | Common stock, par value $0.01 per share | A公司授予取得 | +7,939 | $0.00 | $0 | 32,401 | 直接 | |
| 2024/1/8 | Common stock, par value $0.01 per share | A公司授予取得 | +2,295 | $0.00 | $0 | 34,696 | 直接 | |
| 2024/1/9 | Common stock, par value $0.01 per share | S賣出處分 | −1,147 | $14.05 | −$16,115.35 | 33,549 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.
- F2
This Form 4 amendment is being filed to correct the number of RSUs granted to the reported person on January 8, 2024. The original Form 4 filed on January 10, 2024 incorrectly reported a grant of 8,645 RSUs, instead of 7,939.
- F3
Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
- F4
The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.