Springer Timothy A 的 Form 4 申報
Cartesian Therapeutics, Inc.（RNAC），2024/10/4 申報
- 申報編號
- 0001453687-24-000115
- 申報時間
- 2024/10/4
- 交易日
- 2024/10/2-10/4
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 13 筆非衍生性交易、3 筆衍生性交易。公開市場買進合計 $429.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Springer Timothy ACIK 0001055624 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/10/2 | Common Stock | J其他取得 | +1,801,314 | –F1 | – | 7,818,045 | 直接 | |
| 2024/10/2 | Common Stock | P買進取得 | +5,514 | $17.38F2 | +$95,833.32 | 7,823,559 | 直接 | |
| 2024/10/2 | Common Stock | J其他處分 | −2,119,193 | –F1 | – | 529,798 | 間接 | |
| 2024/10/2 | Common Stock | J其他取得 | +317,879 | –F1 | – | 330,695 | 間接 | |
| 2024/10/3 | Common Stock | P買進取得 | +29,847 | $18.25F4 | +$544,707.75 | 7,853,406 | 直接 | |
| 2024/10/3 | Common Stock | P買進取得 | +10,249 | $19.01F5 | +$194,833.49 | 7,863,655 | 直接 | |
| 2024/10/3 | Common Stock | P買進取得 | +50,489 | $20.18F6 | +$1,018,868.02 | 7,914,144 | 直接 | |
| 2024/10/3 | Common Stock | P買進取得 | +21,278 | $21.17F7 | +$450,455.26 | 7,935,422 | 直接 | |
| 2024/10/3 | Common Stock | P買進取得 | +8,043 | $21.86F8 | +$175,819.98 | 7,943,465 | 直接 | |
| 2024/10/4 | Common Stock | P買進取得 | +9,892 | $21.35F9 | +$211,194.2 | 7,953,357 | 直接 | |
| 2024/10/4 | Common Stock | P買進取得 | +48,880 | $22.35F10 | +$1,092,468 | 8,002,237 | 直接 | |
| 2024/10/4 | Common Stock | P買進取得 | +16,650 | $23.57F11 | +$392,440.5 | 8,018,887 | 直接 | |
| 2024/10/4 | Common Stock | P買進取得 | +4,879 | $23.93F12 | +$116,754.47 | 8,023,766 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Pro rata distribution for no consideration from TAS Partners LLC to the reporting person or the reporting person's spouse, as the case may be. The reporting person is the managing member of TAS Partners LLC. The reporting person disclaims beneficial ownership of the securities held by TAS Partners LLC except to the extent of his pecuniary interest therein, if any.
表 I 有 3 筆、表 II 有 3 筆交易的價格引用這則附註。
- F2
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $17.17 to $17.50. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $17.76 to $18.75. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $18.76 to $19.74. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $19.77 to $20.70. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $20.78 to $21.77. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $21.80 to $22.00. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $20.87 to $21.86. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $21.87 to $22.8626. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $22.87 to $23.8699. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $23.87 to $24.00. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。