Renda Rudolph V. 的 Form 4 申報
Southland Holdings, Inc.（SLND），2023/5/22 申報
- 申報編號
- 0001446472-23-000015
- 申報時間
- 2023/5/22
- 交易日
- 2023/3/22-5/22
- 申報延遲
- 61 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 7 筆非衍生性交易。公開市場買進合計 $9.84 萬。交易後 61 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Renda Rudolph V.CIK 0001965927 | 高階主管（共同營運長、執行副總裁）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/22 | Common Stock | J其他取得 | +344,828 | $10.15F1 | +$3,500,004.2 | 3,861,937 | 直接 | |
| 2023/3/22 | Common Stock | J其他取得 | +137,932 | $10.15F1 | +$1,400,009.8 | 1,491,161 | 間接 | |
| 2023/3/22 | Common Stock | J其他取得 | +68,966 | $10.15F1 | +$700,004.9 | 744,829 | 間接 | |
| 2023/3/22 | Common Stock | J其他取得 | +68,966 | $10.15F1 | +$700,004.9 | 744,829 | 間接 | |
| 2023/5/18 | Common Stock | P買進取得 | +4,667 | $8.23F2,F5 | +$38,409.41 | 3,866,604 | 直接 | |
| 2023/5/19 | Common Stock | P買進取得 | +2,001 | $8.27F3,F5 | +$16,548.27 | 3,868,605 | 直接 | |
| 2023/5/22 | Common Stock | P買進取得 | +5,053 | $8.60F4,F5 | +$43,455.8 | 3,873,658 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The shares reported were issued pursuant to an earnout right in connection with that certain Merger Agreement, dated May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Legato Merger Sub Inc. and Southland Holdings, LLC (the "Target Company"). As of the effective date of the merger, the members of the Target Company were entitled to receive, among other consideration, a number of shares of the Issuer's common stock equal to (a) (i) $105,000,000 divided by (ii) $10.15, multiplied by (b) such Target Company member's percentage of all Target Company membership interests issued and outstanding immediately prior to the effective date, upon the achievement of certain earnout targets. The shares issuable in respect of the 2022 Base Target (as defined in the Merger Agreement) were determined upon the final calculation of the Issuer's audited financial statements for the year ended December 31, 2022, and the shares were issued on April 27, 2023.
表 I 有 4 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.80 to $8.40, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.12 to $8.41, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.35 to $8.88, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The reporting person undertakes to provide to Southland Holdings, Inc., any security holder of Southland Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
表 I 有 3 筆交易的價格引用這則附註。