He Junli 的 Form 4 申報
Harvard Apparatus Regenerative Technology, Inc.（HRGN），2026/9/25 申報
- 申報編號
- 0001437749-26-031181
- 申報時間
- 2026/9/25 10:51 ET
- 交易日
- 2026/9/11-9/15
- 申報延遲
- 14 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 3 筆非衍生性交易、3 筆衍生性交易。公開市場買進合計 $39.4 萬。交易後 14 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| He JunliCIK 0001728598 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/11 | Common Stock | C轉換取得 | +683,725 | $1.05 | +$717,911.25 | 964,300 | 直接 | |
| 2026/9/11 | Common Stock | P買進取得 | +361,905 | $1.05 | +$380,000.25 | 1,326,205 | 直接 | |
| 2026/9/15 | Common Stock | P買進取得 | +6,725 | $2.15F3 | +$14,458.75 | 1,332,930 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions from September 15, 2026 to September 23, 2026. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Each bridge note provided that, upon a qualified equity financing of the Issuer, the Reporting Person could elect to convert the full balance of the note (principal and accrued interest) into the equity securities sold in such financing at the per-unit price paid by the purchasers in the financing. Because the conversion price was not fixed until the closing of the Private Placement, the notes were not derivative securities prior to that date pursuant to Rule 16a-1(c)(6). The conversion price became fixed at $1.05 per share upon the closing of the Private Placement on September 11, 2026, and the Reporting Person converted the full balance of each note on that date.
表 II 有 3 筆交易的價格引用這則附註。