Dibadj Ali 的 Form 4 申報
Janus Henderson Group Ltd.（JHG），2026/7/2 申報
- 申報編號
- 0001437749-26-022638
- 申報時間
- 2026/7/2 19:54 ET
- 交易日
- 2026/6/30
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Dibadj AliCIK 0001837149 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/6/30 | Common Stock | D交回公司處分 | −130,819 | $52.00 | −$6,802,588 | 356,756 | 直接 | |
| 2026/6/30 | Common Stock | D交回公司處分 | −160,420 | –F3 | – | 196,336 | 直接 | |
| 2026/6/30 | Common Stock | D交回公司處分 | −196,336 | –F4 | – | 0 | 直接 | |
| 2026/6/30 | Common Stock | A公司授予取得 | +769,541 | –F5 | – | 769,541 | 直接 | |
| 2026/6/30 | Common Stock | D交回公司處分 | −442,315 | –F6 | – | 327,226 | 直接 | |
| 2026/6/30 | Common Stock | D交回公司處分 | −327,226 | –F7 | – | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
At the Effective Time, each outstanding and unvested restricted stock unit award (each, an "Unvested RSU Award") held by the Reporting Person, except for the Unvested RSU Award granted to the Reporting Person on May 12, 2025 (the "Special RSU Award"), was converted into the contingent right to receive an equity-based award with an initial value equal to (i)(a) the Merger Consideration, multiplied by (b) the number of shares of the Issuer subject to such Unvested RSU Award immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights (each, a "Replacement RSU Award"). Following the Effective Time, the value of each Replacement RSU Award will be determined by reference to the value of the applicable class of equity securities of Jupiter Topco LLC ("TopCo") and will be settled in cash or in equity interests in TopCo.
表 I 有 1 筆交易的價格引用這則附註。
- F4
At the Effective Time, the Special RSU Award held by the Reporting Person was converted into the contingent right to receive a cash payment equal to the initial value as of the Effective Time earning interest at the Replacement Award Interest Rate (as defined in the Merger Agreement) or to be notionally invested in an underlying mutual fund or funds selected by the Reporting Person from a list of approved mutual fund options.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents a deemed acquisition of shares of the Issuer underlying outstanding and unvested performance restricted stock unit awards ("Unvested PSU Awards") held by the Reporting Person as of immediately prior to the Effective Time based on a deemed satisfaction of the applicable performance goals at 120% of target pursuant to the Merger Agreement, except in the case of the Unvested PSU Award granted to the Reporting Person on May 12, 2025 (the "Special PSU Award"), for which performance goals were deemed satisfied at 100% of target pursuant to the related award agreement.
表 I 有 1 筆交易的價格引用這則附註。
- F6
At the Effective Time, each Unvested PSU Award held by the Reporting Person, except for the Special PSU Award, was converted into the contingent right to receive a cash award of equivalent value equal to (i)(a) the Merger Consideration, multiplied by (b) the number of shares of the Issuer subject to such Unvested PSU Award immediately prior to the Effective Time (with any applicable performance goals deemed satisfied at 120% of target), plus (ii) the amount of any accrued but unpaid dividend equivalent rights (each, a "Replacement PSU Award"). Following the Effective Time, the value of each Replacement PSU Award will be determined by reference to the value of the applicable class of equity securities of TopCo and will be settled in cash or in equity interests in TopCo.
表 I 有 1 筆交易的價格引用這則附註。
- F7
At the Effective Time, the Special PSU Award held by the Reporting Person was converted into the contingent right to receive a cash payment (with performance goals deemed satisfied at 100% of target pursuant to the related award agreement) equal to the initial value as of the Effective Time earning interest at the Replacement Award Interest Rate or to be notionally invested in an underlying mutual fund or funds selected by the Reporting Person from a list of approved mutual fund options.
表 I 有 1 筆交易的價格引用這則附註。