Lutnick Howard W 的 Form 4 申報
BGC Group, Inc.（BGC），2025/10/6 申報
- 申報編號
- 0001437749-25-030570
- 申報時間
- 2025/10/6
- 交易日
- 2025/10/6
- 申報延遲
- 當天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易。公開市場賣出合計 $8,265 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lutnick Howard WCIK 0001250975 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/10/6 | Class B Common Stock, par value $0.01 per share | S賣出處分 | −96,313,001 | –F1 | – | 3,946,149 | 間接 | |
| 2025/10/6 | Class B Common Stock, par value $0.01 per share | S賣出處分 | −3,946,149 | –F2 | – | 0 | 間接 | |
| 2025/10/6 | Class A Common Stock, par value $0.01 per share | S賣出處分 | −600,939 | –F2 | – | 337,765 | 間接 | |
| 2025/10/6 | Class A Common Stock, par value $0.01 per share | D交回公司處分 | −337,765 | $9.21F3,F4 | −$3,110,815.65 | 0 | 間接 | |
| 2025/10/6 | Class B Common Stock, par value $0.01 per share | S賣出處分 | −8,973,721 | $9.21F5 | −$82,647,970.41 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On October 6, 2025, the reporting person, in his capacity as trustee of a trust, closed the sale to trusts controlled by Brandon G. Lutnick of all of the voting shares of CF Group Management, Inc. ("CFGM"), which is the Managing General Partner of Cantor Fitzgerald, L.P. ("CFLP"). Following the close of the transaction, the reporting person no longer has beneficial ownership of the 93,340,477 shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of BGC Group, Inc. (the "Company") held by CFLP or the 2,972,524 shares of Class B Common Stock held by CFGM. The aggregate sale price of the voting shares of CFGM was $200,000.
表 I 有 1 筆交易的價格引用這則附註。
- F2
On October 6, 2025, the reporting person, in his capacity as trustee of a trust, in a transaction effective concurrently with the transaction described in footnote (1), closed the sale to certain other trusts controlled by Brandon G. Lutnick of all of the outstanding equity interests in KBCR Management Partners, LLC ("KBCR") and Tangible Benefits, LLC ("Tangible Benefits"). Following the close of the transaction, the reporting person no longer has beneficial ownership of the 2,335,967 shares of Class B Common Stock held by KBCR, 600,938 shares of Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), of the Company held by KBCR, or the 1,610,182 shares of Class B Common Stock held by Tangible Benefits. The aggregate sale price of the equity interests in KBCR and Tangible Benefits was $13,096,795.70.
表 I 有 2 筆交易的價格引用這則附註。
- F3
On October 6, 2025, in a transaction effective immediately after the transaction described in footnote (1), the Company repurchased an aggregate of 337,765 shares of Class A Common Stock beneficially owned by the reporting person and originating from retirement accounts, including certain shares held by his spouse, in transactions exempt pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended consisting of (i) 293,049 shares held in a Keogh retirement account, (ii) 34,921 shares held in other retirement accounts, and (iii) 9,795 shares held in retirement accounts for the reporting person's spouse. The price per share for the sale was $9.2082, which is equal to the 3-day volume weighted average price of the Company's Class A Common Stock on the Nasdaq Global Select Market on May 14, May 15 and May 16, 2025, reduced by $0.04 per share,
表 I 有 1 筆交易的價格引用這則附註。
- F4
(Continued from Footnote 3) which is equal to the amount of the after-tax portion of the (i) dividends declared on such shares of Class A Common Stock but unpaid and with record dates between May 16, 2025 and the transaction date that are payable to Howard W. Lutnick and his spouse, as applicable, and (ii) dividends paid on such shares of Class A Common Stock to the reporting person and his spouse, as applicable, between May 16, 2025 and the transaction date. The transactions were approved by the Audit Committee of the Company and were made pursuant to the Company's existing stock repurchase authorization.
表 I 有 1 筆交易的價格引用這則附註。
- F5
On October 6, 2025, in a transaction effective immediately after the transaction described in footnote (1), the reporting person closed the sale of 8,973,721 shares of Class B Common Stock held directly by the reporting person to CFLP. The price per share for the sale was $9.2082, which is equal to the 3-day volume weighted average price of the Company's Class A Common Stock on the Nasdaq Global Select Market on May 14, May 15 and May 16, 2025, reduced by $0.032 per share, which is equal to the amount of the after-tax portion of the (i) dividends declared on such shares of Class B Common Stock but unpaid and with record dates between May 16, 2025 and the transaction date that are payable to the reporting person and (ii) dividends paid on such shares of Class B Common Stock to the reporting person between May 16, 2025 and the transaction date.
表 I 有 1 筆交易的價格引用這則附註。