Malone John C 的 Form 4 申報
Warner Bros. Discovery, Inc.（WBD），2023/5/17 申報
- 申報編號
- 0001437107-23-000111
- 申報時間
- 2023/5/17
- 交易日
- 2023/5/15-5/16
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆衍生性交易。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Malone John CCIK 0000937797 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/16 | Series A Common Stock | S賣出處分 | −3,650,000 | –F1,F2 | – | 3,650,000 | 直接 | |
| 2023/5/16 | Series A Common Stock | P買進取得 | +3,650,000 | –F1,F2 | – | 3,650,000 | 直接 | |
| 2023/5/16 | Series A Common Stock | E少見代碼處分 | −3,650,000 | –F1,F3 | – | 0 | 直接 | |
| 2023/5/16 | Series A Common Stock | J其他處分 | −3,650,000 | –F1,F3 | – | 0 | 直接 | |
| 2023/5/15 | Series A Common Stock | E少見代碼處分 | −2,000,000 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On May 16, 2023, the reporting person agreed to amend a "zero-cost collar arrangement (the "Transaction") previously entered into on November 14, 2019, pursuant to which the exercise prices of the previous European put and call options were amended. Pursuant to the Transaction, the amended options are European call options and European put options over an aggregate of 3,650,000 shares of Series A common stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person elects physical settlement.
表 II 有 4 筆交易的價格引用這則附註。
- F2
The Transaction is divided into 12 components, each of the first 11 of which are with respect to 300,000 shares of Series A common stock and the last of which is with respect to 350,000 shares of Series A common stock. The components mature on the sequential trading days over the period beginning on March 3, 2027 and ending on March 18, 2027.
表 II 有 2 筆交易的價格引用這則附註。
- F3
Reflects the deemed cancellation of the options entered into in connection with the "zero-cost collar" arrangement on May 16, 2023 referenced in footnote 1.
表 II 有 2 筆交易的價格引用這則附註。