Siebel Thomas M 的 Form 4 申報
C3.ai, Inc.（AI），2025/1/16 申報
- 申報編號
- 0001415889-25-001593
- 申報時間
- 2025/1/16
- 交易日
- 2025/1/14-1/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $2,088 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siebel Thomas MCIK 0001031530 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/1/14 | Class A Common Stock | M行使選擇權取得 | +409,831 | $1.86 | +$762,285.66 | 2,166,221 | 直接 | |
| 2025/1/14 | Class A Common Stock | S賣出處分 | −319,629 | $30.82F2 | −$9,850,965.78 | 1,846,592 | 直接 | |
| 2025/1/14 | Class A Common Stock | S賣出處分 | −90,202 | $31.48F3 | −$2,839,558.96 | 1,756,390 | 直接 | |
| 2025/1/15 | Class A Common Stock | M行使選擇權取得 | +255,601 | $1.86 | +$475,417.86 | 2,011,991 | 直接 | |
| 2025/1/15 | Class A Common Stock | S賣出處分 | −222,212 | $31.96F4 | −$7,101,895.52 | 1,789,779 | 直接 | |
| 2025/1/15 | Class A Common Stock | S賣出處分 | −33,389 | $32.66F5 | −$1,090,484.74 | 1,756,390 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/1/14 | Class A Common Stock | M行使選擇權處分 | −409,831 | $0.00 | $0 | 388,601 | 直接 | |
| 2025/1/15 | Class A Common Stock | M行使選擇權處分 | −255,601 | $0.00 | $0 | 133,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $30.24 to $31.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $31.24 to $32.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $31.535 to $32.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $32.535 to $33.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。