Smith Patrick W 的 Form 4 申報
Axon Enterprise, Inc.（AXON），2024/10/2 申報
- 申報編號
- 0001415889-24-024538
- 申報時間
- 2024/10/2
- 交易日
- 2024/9/30-10/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 12 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $6,634 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Smith Patrick WCIK 0001167028 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/30 | Common Stock | M行使選擇權取得 | +10,118 | $399.60 | +$4,043,152.8 | 2,934.95 | 直接 | |
| 2024/9/30 | Common Stock | S賣出處分 | −4,746 | $400.02F3 | −$1,898,494.92 | 2,930,199 | 直接 | |
| 2024/10/1 | Common Stock | M行使選擇權取得 | +100,917 | $399.22 | +$40,288,084.74 | 3,031,116 | 直接 | |
| 2024/10/1 | Common Stock | S賣出處分 | −47,314 | $400.07F4 | −$18,928,911.98 | 2,983,802 | 直接 | |
| 2024/10/2 | Common Stock | M行使選擇權取得 | +58,965 | $404.51 | +$23,851,932.15 | 3,042,767 | 直接 | |
| 2024/10/2 | Common Stock | S賣出處分 | −13,422 | $400.07F5 | −$5,369,739.54 | 3,029,345 | 直接 | |
| 2024/10/2 | Common Stock | S賣出處分 | −2,373 | $401.66F6 | −$953,139.18 | 3,026,972 | 直接 | |
| 2024/10/2 | Common Stock | S賣出處分 | −11,912 | $402.60F7 | −$4,795,771.2 | 3,015,060 | 直接 | |
| 2024/10/2 | Common Stock | S賣出處分 | −15,613 | $402.60F7 | −$6,285,793.8 | 2,999,447 | 直接 | |
| 2024/10/2 | Common Stock | S賣出處分 | −49,896 | $403.44F8 | −$20,130,042.24 | 2,949,551 | 直接 | |
| 2024/10/2 | Common Stock | S賣出處分 | −15,986 | $404.39F9 | −$6,464,578.54 | 2,933,565 | 直接 | |
| 2024/10/2 | Common Stock | S賣出處分 | −3,738 | $405.22F10 | −$1,514,712.36 | 2,929,827 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/30 | Common Stock | M行使選擇權處分 | −10,118 | $0.00 | $0 | 180,813 | 直接 | |
| 2024/10/1 | Common Stock | M行使選擇權處分 | −100,917 | $0.00 | $0 | 79,896 | 直接 | |
| 2024/10/2 | Common Stock | M行使選擇權處分 | −58,965 | $0.00 | $0 | 20,931 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The transaction was executed in multiple trades at prices ranging from $400.00 to $400.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $400.00 to $400.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $400.00 to $400.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $401.00 to $401.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $402.00 to $402.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $403.00 to $403.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $404.00 to $404.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $405.00 to $405.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。