Horowitz Benjamin A 的 Form 4 申報
Samsara Inc.（IOT），2024/9/12 申報
- 申報編號
- 0001415889-24-023324
- 申報時間
- 2024/9/12 19:44 ET
- 交易日
- 2024/9/10-9/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 18 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,490 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Horowitz Benjamin ACIK 0001166586 | 持股 10% 以上大股東 |
| Andreessen Horowitz Fund IV, L.P.CIK 0001603198 | 持股 10% 以上大股東 |
| AH Equity Partners IV, L.L.C.CIK 0001603403 | 持股 10% 以上大股東 |
| Andreessen Horowitz Fund IV-A, L.P.CIK 0001604853 | 持股 10% 以上大股東 |
| Andreessen Horowitz Fund IV-B, L.P.CIK 0001604855 | 持股 10% 以上大股東 |
| Andreessen Horowitz Fund IV-Q, L.P.CIK 0001604857 | 持股 10% 以上大股東 |
| Andreessen Horowitz LSV Fund I, L.P.CIK 0001772284 | 持股 10% 以上大股東 |
| AH Equity Partners LSV I, L.L.C.CIK 0001772287 | 持股 10% 以上大股東 |
| Andreessen Horowitz LSV Fund I-Q, L.P.CIK 0001772407 | 持股 10% 以上大股東 |
| Andreessen Horowitz LSV Fund I-B, L.P.CIK 0001772420 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/10 | Class A Common Stock | J其他處分 | −2,401,999 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2024/9/10 | Class A Common Stock | J其他處分 | −10,949,016 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2024/9/10 | Class A Common Stock | J其他處分 | −994,901 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2024/9/10 | Class A Common Stock | J其他取得 | +762,357 | $0.00 | $0 | 792,154 | 間接 | |
| 2024/9/10 | Class A Common Stock | J其他取得 | +30,491 | $0.00 | $0 | 30,491 | 間接 | |
| 2024/9/11 | Class A Common Stock | S賣出處分 | −9,604 | $44.34F11 | −$425,841.36 | 20,887 | 間接 | 重複申報 |
| 2024/9/11 | Class A Common Stock | S賣出處分 | −9,959 | $45.28F12 | −$450,943.52 | 10,928 | 間接 | 重複申報 |
| 2024/9/11 | Class A Common Stock | S賣出處分 | −10,928 | $45.94F13 | −$502,032.32 | 0 | 間接 | 重複申報 |
| 2024/9/11 | Class A Common Stock | C轉換取得 | +211,144 | $0.00 | $0 | 211,144 | 間接 | |
| 2024/9/11 | Class A Common Stock | C轉換取得 | +88,903 | $0.00 | $0 | 88,903 | 間接 | |
| 2024/9/11 | Class A Common Stock | S賣出處分 | −493 | $42.75F16 | −$21,075.75 | 210,651 | 間接 | 重複申報 |
| 2024/9/11 | Class A Common Stock | S賣出處分 | −207 | $42.75F16 | −$8,849.25 | 88,696 | 間接 | 重複申報 |
| 2024/9/11 | Class A Common Stock | S賣出處分 | −48,259 | $44.13F17 | −$2,129,669.67 | 162,392 | 間接 | 重複申報 |
| 2024/9/11 | Class A Common Stock | S賣出處分 | −20,320 | $44.13F17 | −$896,721.6 | 68,376 | 間接 | 重複申報 |
| 2024/9/11 | Class A Common Stock | S賣出處分 | −76,005 | $44.80F18 | −$3,405,024 | 86,387 | 間接 | 重複申報 |
| 2024/9/11 | Class A Common Stock | S賣出處分 | −32,002 | $44.80F18 | −$1,433,689.6 | 36,374 | 間接 | 重複申報 |
| 2024/9/11 | Class A Common Stock | S賣出處分 | −86,387 | $45.79F19 | −$3,955,660.73 | 0 | 間接 | 重複申報 |
| 2024/9/11 | Class A Common Stock | S賣出處分 | −36,374 | $45.79F19 | −$1,665,565.46 | 0 | 間接 | 重複申報 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/11 | Class A Common Stock | C轉換處分 | −211,144 | $0.00 | $0 | 9,396,850 | 間接 | |
| 2024/9/11 | Class A Common Stock | C轉換處分 | −88,903 | $0.00 | $0 | 5,427,961 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.78 to $44.76 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.78 to $45.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.80 to $46.11 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.36 to $43.21 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.37 to $44.36 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.37 to $45.36 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
- F19
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.37 to $46.03 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
備註
This Form 4 is the first of three Forms 4 filed relating to the same event. Combined, the three reports report the holdings for the following Reporting Persons: Andreessen Horowitz Fund IV, L.P., Andreessen Horowitz Fund IV-A, L.P., Andreessen Horowitz Fund IV-B, L.P., Andreessen Horowitz Fund IV-Q, L.P., Andreessen Horowitz LSV Fund I, L.P., Andreessen Horowitz LSV Fund I-B, L.P., Andreessen Horowitz LSV Fund I-Q, L.P., AH Parallel Fund IV, L.P., AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., AH Parallel Fund IV-Q, L.P., AH Parallel Fund V, L.P., AH Parallel Fund V-A, L.P., AH Parallel Fund V-B, L.P., AH Parallel Fund V-Q, L.P., Andreessen Horowitz LSV Fund III, L.P., Andreessen Horowitz LSV Fund III-B, L.P., AH 2022 Annual Fund, L.P., AH Equity Partners IV, L.L.C., AH Equity Partners LSV I, L.L.C., AH Equity Partners IV (Parallel), L.L.C., AH Equity Partners V (Parallel), L.L.C., AH Equity Partners LSV III, L.L.C., AH Equity Partners 2022 Annual Fund, L.L.C. and Benjamin Horowitz. This Form 4 has been split into three filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons.