Smith Patrick W 的 Form 4 申報
Axon Enterprise, Inc.（AXON），2024/9/4 申報
- 申報編號
- 0001415889-24-022803
- 申報時間
- 2024/9/4
- 交易日
- 2024/8/30-9/4
- 申報延遲
- 5 天
- 10b5-1 計畫
- 有勾選
這份申報列了 22 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $6,100 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Smith Patrick WCIK 0001167028 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/30 | Common Stock | M行使選擇權取得 | +105,495 | $364.97 | +$38,502,510.15 | 3,030,861 | 直接 | |
| 2024/8/30 | Common Stock | S賣出處分 | −1,308 | $361.48F3 | −$472,815.84 | 3,029,553 | 直接 | |
| 2024/8/30 | Common Stock | S賣出處分 | −6,555 | $362.20F4 | −$2,374,221 | 3,022,998 | 直接 | |
| 2024/8/30 | Common Stock | S賣出處分 | −9,530 | $363.29F5 | −$3,462,153.7 | 3,013,468 | 直接 | |
| 2024/8/30 | Common Stock | S賣出處分 | −12,386 | $364.24F6 | −$4,511,476.64 | 3,001,082 | 直接 | |
| 2024/8/30 | Common Stock | S賣出處分 | −20,221 | $364.98F7 | −$7,380,260.58 | 2,980,861 | 直接 | |
| 2024/9/3 | Common Stock | M行使選擇權取得 | +64,505 | $355.16 | +$22,909,595.8 | 3,045,366 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −28,217 | $355.15F8 | −$10,021,267.55 | 3,017,149 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −2,322 | $355.98F9 | −$826,585.56 | 3,014,827 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −18,226 | $355.98F9 | −$6,488,091.48 | 2,996,601 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −8,766 | $356.96F11 | −$3,129,111.36 | 2,987,835 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −5,273 | $358.10F12 | −$1,888,261.3 | 2,982,562 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −7,289 | $358.87F13 | −$2,615,803.43 | 2,975,273 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −2,076 | $359.91F14 | −$747,173.16 | 2,973,197 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −2,031 | $361.13F15 | −$733,455.03 | 2,971,166 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −800 | $362.70 | −$290,160 | 2,970,366 | 直接 | |
| 2024/9/4 | Common Stock | S賣出處分 | −14,444 | $350.48F16 | −$5,062,333.12 | 2,955,922 | 直接 | |
| 2024/9/4 | Common Stock | S賣出處分 | −10,758 | $351.44F17 | −$3,780,791.52 | 2,945,164 | 直接 | |
| 2024/9/4 | Common Stock | S賣出處分 | −2,874 | $353.49F18 | −$1,015,930.26 | 2,942,290 | 直接 | |
| 2024/9/4 | Common Stock | S賣出處分 | −8,753 | $354.36F19 | −$3,101,713.08 | 2,933,537 | 直接 | |
| 2024/9/4 | Common Stock | S賣出處分 | −8,090 | $355.26F20 | −$2,874,053.4 | 2,925,447 | 直接 | |
| 2024/9/4 | Common Stock | S賣出處分 | −620 | $356.10F21 | −$220,782 | 2,924,827 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/30 | Common Stock | M行使選擇權處分 | −105,495 | $0.00 | $0 | 255,436 | 直接 | |
| 2024/9/3 | Common Stock | M行使選擇權處分 | −64,505 | $0.00 | $0 | 190,931 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The transaction was executed in multiple trades at prices ranging from $360.74 to $361.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $361.74 to $362.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $362.76 to $363.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $363.76 to $364.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $364.76 to $365.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $354.48 to $355.475. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $355.48 to $356.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F11
The transaction was executed in multiple trades at prices ranging from $356.48 to $357.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The transaction was executed in multiple trades at prices ranging from $357.48 to $358.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The transaction was executed in multiple trades at prices ranging from $358.48 to $359.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The transaction was executed in multiple trades at prices ranging from $359.52 to $360.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The transaction was executed in multiple trades at prices ranging from $360.55 to $361.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The transaction was executed in multiple trades at prices ranging from $350.00 to $350.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The transaction was executed in multiple trades at prices ranging from $351.00 to $351.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The transaction was executed in multiple trades at prices ranging from $352.81 to $353.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F19
The transaction was executed in multiple trades at prices ranging from $353.82 to $354.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F20
The transaction was executed in multiple trades at prices ranging from $354.82 to $355.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F21
The transaction was executed in multiple trades at prices ranging from $355.82 to $356.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。