Smith Patrick W 的 Form 4 申報
Axon Enterprise, Inc.（AXON），2024/8/27 申報
- 申報編號
- 0001415889-24-022330
- 申報時間
- 2024/8/27
- 交易日
- 2024/8/23-8/27
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 28 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $6,245 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Smith Patrick WCIK 0001167028 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/23 | Common Stock | M行使選擇權取得 | +170,000 | $370.70 | +$63,019,000 | 3,095,666 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −6,544 | $370.35F3 | −$2,423,570.4 | 3,089,122 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −42,529 | $370.92F4 | −$15,774,856.68 | 3,046,593 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −8,417 | $372.08F5 | −$3,131,797.36 | 3,038,176 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −12,308 | $373.05F6 | −$4,591,499.4 | 3,025,868 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −7,174 | $374.03F7 | −$2,683,291.22 | 3,018,694 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −2,428 | $375.26F8 | −$911,131.28 | 3,016,266 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −900 | $375.69 | −$338,121 | 3,015,366 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −600 | $358.82F10 | −$215,292 | 3,014,766 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −17,507 | $359.94F11 | −$6,301,469.58 | 2,997,259 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −29,192 | $360.60F12 | −$10,526,635.2 | 2,968,067 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −6,139 | $361.67F13 | −$2,220,292.13 | 2,961,928 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −755 | $362.79F14 | −$273,906.45 | 2,961,173 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −550 | $363.99F15 | −$200,194.5 | 2,960,623 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −1,095 | $365.02F16 | −$399,696.9 | 2,959,528 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −1,998 | $365.69F17 | −$730,648.62 | 2,957,530 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −1,248 | $366.99F18 | −$458,003.52 | 2,956,282 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −2,555 | $368.13F19 | −$940,572.15 | 2,953,727 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −6,571 | $369.14F20 | −$2,425,618.94 | 2,947,156 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −1,290 | $369.97F21 | −$477,261.3 | 2,945,866 | 直接 | |
| 2024/8/26 | Common Stock | S賣出處分 | −500 | $370.64 | −$185,320 | 2,945,366 | 直接 | |
| 2024/8/27 | Common Stock | S賣出處分 | −800 | $358.47F22 | −$286,776 | 2,944,566 | 直接 | |
| 2024/8/27 | Common Stock | S賣出處分 | −1,140 | $359.67F23 | −$410,023.8 | 2,943,426 | 直接 | |
| 2024/8/27 | Common Stock | S賣出處分 | −3,152 | $360.71F24 | −$1,136,957.92 | 2,940,274 | 直接 | |
| 2024/8/27 | Common Stock | S賣出處分 | −2,910 | $361.72F25 | −$1,052,605.2 | 2,937,364 | 直接 | |
| 2024/8/27 | Common Stock | S賣出處分 | −8,262 | $362.98F26 | −$2,998,940.76 | 2,929,102 | 直接 | |
| 2024/8/27 | Common Stock | S賣出處分 | −3,636 | $363.71F27 | −$1,322,449.56 | 2,925,466 | 直接 | |
| 2024/8/27 | Common Stock | S賣出處分 | −100 | $364.43 | −$36,443 | 2,925,366 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/23 | Common Stock | M行使選擇權處分 | −443 | $0.00 | $0 | 530,488 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權處分 | −169,557 | $0.00 | $0 | 360,931 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The transaction was executed in multiple trades at prices ranging from $369.59 to $370.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $370.59 to $371.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $371.60 to $372.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $372.60 to $373.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $373.60 to $374.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $374.61 to $375.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $358.19 to $359.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The transaction was executed in multiple trades at prices ranging from $359.26 to $360.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The transaction was executed in multiple trades at prices ranging from $360.26 to $361.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The transaction was executed in multiple trades at prices ranging from $361.26 to $362.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The transaction was executed in multiple trades at prices ranging from $362.48 to $363.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The transaction was executed in multiple trades at prices ranging from $363.48 to $364.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The transaction was executed in multiple trades at prices ranging from $364.50 to $365.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The transaction was executed in multiple trades at prices ranging from $365.51 to $366.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The transaction was executed in multiple trades at prices ranging from $366.56 to $367.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F19
The transaction was executed in multiple trades at prices ranging from $367.56 to $368.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F20
The transaction was executed in multiple trades at prices ranging from $368.57 to $369.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F21
The transaction was executed in multiple trades at prices ranging from $369.59 to $370.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F22
The transaction was executed in multiple trades at prices ranging from $358.17 to $359.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F23
The transaction was executed in multiple trades at prices ranging from $359.21 to $360.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F24
The transaction was executed in multiple trades at prices ranging from $360.27 to $361.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F25
The transaction was executed in multiple trades at prices ranging from $361.28 to $362.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F26
The transaction was executed in multiple trades at prices ranging from $362.35 to $363.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F27
The transaction was executed in multiple trades at prices ranging from $363.37 to $364.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。