Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/8/26 申報
- 申報編號
- 0001415889-24-022227
- 申報時間
- 2024/8/26
- 交易日
- 2024/8/22-8/23
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $250.2 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/22 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/22 | Common Stock | S賣出處分 | −719 | $345.53F2 | −$248,436.07 | 3,011 | 直接 | |
| 2024/8/22 | Common Stock | S賣出處分 | −1,226 | $346.43F3 | −$424,723.18 | 1,785 | 直接 | |
| 2024/8/22 | Common Stock | S賣出處分 | −1,148 | $347.20F4 | −$398,585.6 | 637 | 直接 | |
| 2024/8/22 | Common Stock | S賣出處分 | −373 | $348.23F5 | −$129,889.79 | 264 | 直接 | |
| 2024/8/22 | Common Stock | S賣出處分 | −98 | $349.88F6 | −$34,288.24 | 166 | 直接 | |
| 2024/8/22 | Common Stock | S賣出處分 | −36 | $351.33F7 | −$12,647.88 | 130 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −145 | $345.52F8 | −$50,100.4 | 3,585 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −478 | $347.07F9 | −$165,899.46 | 3,107 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −2,306 | $348.19F10 | −$802,926.14 | 801 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −671 | $349.14F11 | −$234,272.94 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/22 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 7,469 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 3,869 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $344.82 to $345.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $345.85 to $346.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $346.95 to $347.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $348.10 to $348.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $349.25 to $349.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $350.43 to $351.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $345.04 to $346.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $346.55 to $347.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $347.79 to $348.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $348.84 to $349.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。