Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/8/22 申報
- 申報編號
- 0001415889-24-022033
- 申報時間
- 2024/8/22
- 交易日
- 2024/8/20-8/21
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 19 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $250.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/20 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −946 | $341.76F2 | −$323,304.96 | 2,784 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −362 | $343.10F3 | −$124,202.2 | 2,422 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −138 | $343.64 | −$47,422.32 | 2,284 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −220 | $345.66F4 | −$76,045.2 | 2,064 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −640 | $347.48F5 | −$222,387.2 | 1,424 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −660 | $348.22F6 | −$229,825.2 | 764 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −151 | $349.47F7 | −$52,769.97 | 613 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −237 | $350.61F8 | −$83,094.57 | 376 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −173 | $351.81F9 | −$60,863.13 | 203 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −73 | $353.17 | −$25,781.41 | 130 | 直接 | |
| 2024/8/21 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/21 | Common Stock | S賣出處分 | −340 | $346.34F10 | −$117,755.6 | 3,390 | 直接 | |
| 2024/8/21 | Common Stock | S賣出處分 | −837 | $347.91F11 | −$291,200.67 | 2,553 | 直接 | |
| 2024/8/21 | Common Stock | S賣出處分 | −339 | $348.76F12 | −$118,229.64 | 2,214 | 直接 | |
| 2024/8/21 | Common Stock | S賣出處分 | −390 | $350.10F13 | −$136,539 | 1,824 | 直接 | |
| 2024/8/21 | Common Stock | S賣出處分 | −459 | $351.47F14 | −$161,324.73 | 1,365 | 直接 | |
| 2024/8/21 | Common Stock | S賣出處分 | −1,164 | $352.57F15 | −$410,391.48 | 201 | 直接 | |
| 2024/8/21 | Common Stock | S賣出處分 | −71 | $352.98 | −$25,061.58 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/20 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 14,669 | 直接 | |
| 2024/8/21 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 11,069 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $341.28 to $342.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $342.59 to $343.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $345.25 to $345.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $346.80 to $347.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $347.90 to $348.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $349.00 to $349.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $350.49 to $350.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $351.49 to $352.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $346.07 to $346.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $347.23 to $348.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $348.28 to $349.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $349.43 to $350.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $350.93 to $351.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $351.97 to $352.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。