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Rothblatt Martine A 的 Form 4 申報

United Therapeutics Corp(UTHR),2024/8/21 申報

申報編號
0001415889-24-021817
申報時間
2024/8/21
交易日
2024/8/19
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 17 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $123.9 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Rothblatt Martine ACIK 0001106578董事、高階主管(董事長、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/8/19Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/8/19Common StockS賣出處分−36$329.02−$11,844.723,694直接
2024/8/19Common StockS賣出處分−79$331.53−$26,190.873,615直接
2024/8/19Common StockS賣出處分−96$333.11−$31,978.563,519直接
2024/8/19Common StockS賣出處分−78$334.49−$26,090.223,441直接
2024/8/19Common StockS賣出處分−118$335.84F2−$39,629.123,323直接
2024/8/19Common StockS賣出處分−285$337.99F3−$96,327.153,038直接
2024/8/19Common StockS賣出處分−256$339.35F4−$86,873.62,782直接
2024/8/19Common StockS賣出處分−152$339.93F5−$51,669.362,630直接
2024/8/19Common StockS賣出處分−41$341.31F6−$13,993.712,589直接
2024/8/19Common StockS賣出處分−205$343.79F7−$70,476.952,384直接
2024/8/19Common StockS賣出處分−127$344.70F8−$43,776.92,257直接
2024/8/19Common StockS賣出處分−219$345.74F9−$75,717.062,038直接
2024/8/19Common StockS賣出處分−413$346.89F10−$143,265.571,625直接
2024/8/19Common StockS賣出處分−639$348.23F11−$222,518.97986直接
2024/8/19Common StockS賣出處分−808$348.86F12−$281,878.88178直接
2024/8/19Common StockS賣出處分−48$350.33F13−$16,815.84130直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/8/19Common StockM行使選擇權處分−3,600$0.00$014,669直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $335.65 to $336.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $337.28 to $338.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $338.53 to $339.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $339.76 to $340.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $341.25 to $341.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $343.10 to $344.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $344.23 to $344.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

This transaction was executed in multiple trades at prices ranging from $345.25 to $345.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

This transaction was executed in multiple trades at prices ranging from $346.48 to $347.46. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F11

This transaction was executed in multiple trades at prices ranging from $347.70 to $348.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F12

This transaction was executed in multiple trades at prices ranging from $348.71 to $349.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F13

This transaction was executed in multiple trades at prices ranging from $350.01 to $350.38. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)