Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/8/15 申報
- 申報編號
- 0001415889-24-021361
- 申報時間
- 2024/8/15
- 交易日
- 2024/8/13-8/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 20 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $234.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/13 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −143 | $319.42F2 | −$45,677.06 | 3,587 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −725 | $321.61F3 | −$233,167.25 | 2,862 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −807 | $322.52F4 | −$260,273.64 | 2,055 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −66 | $323.71 | −$21,364.86 | 1,989 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −366 | $326.60F5 | −$119,535.6 | 1,623 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −158 | $328.17F6 | −$51,850.86 | 1,465 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −153 | $329.73 | −$50,448.69 | 1,312 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −167 | $334.12F7 | −$55,798.04 | 1,145 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −122 | $334.72F8 | −$40,835.84 | 1,023 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −282 | $336.09F9 | −$94,777.38 | 741 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −526 | $337.86F10 | −$177,714.36 | 215 | 直接 | |
| 2024/8/13 | Common Stock | S賣出處分 | −85 | $338.49 | −$28,771.65 | 130 | 直接 | |
| 2024/8/14 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/14 | Common Stock | S賣出處分 | −593 | $323.10F11 | −$191,598.3 | 3,137 | 直接 | |
| 2024/8/14 | Common Stock | S賣出處分 | −1,701 | $323.79F12 | −$550,766.79 | 1,436 | 直接 | |
| 2024/8/14 | Common Stock | S賣出處分 | −322 | $324.76F13 | −$104,572.72 | 1,114 | 直接 | |
| 2024/8/14 | Common Stock | S賣出處分 | −514 | $325.87F14 | −$167,497.18 | 600 | 直接 | |
| 2024/8/14 | Common Stock | S賣出處分 | −424 | $327.10F15 | −$138,690.4 | 176 | 直接 | |
| 2024/8/14 | Common Stock | S賣出處分 | −46 | $327.84F16 | −$15,080.64 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/13 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 29,069 | 直接 | |
| 2024/8/14 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 25,469 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $319.02 to $319.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $321.05 to $322.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $322.255 to $323.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $326.40 to $326.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $328.02 to $328.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $333.45 to $334.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $334.65 to $335.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $335.725 to $336.66. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $337.35 to $338.295. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $322.32 to $323.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $323.34 to $324.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $324.38 to $325.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $325.39 to $326.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $326.69 to $327.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $327.74 to $327.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。