Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/8/13 申報
- 申報編號
- 0001415889-24-021168
- 申報時間
- 2024/8/13
- 交易日
- 2024/8/9-8/12
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $239.3 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/9 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/9 | Common Stock | S賣出處分 | −1,052 | $329.82F2 | −$346,970.64 | 2,678 | 直接 | |
| 2024/8/9 | Common Stock | S賣出處分 | −2,218 | $330.63F3 | −$733,337.34 | 460 | 直接 | |
| 2024/8/9 | Common Stock | S賣出處分 | −330 | $331.54 | −$109,408.2 | 130 | 直接 | |
| 2024/8/12 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/12 | Common Stock | S賣出處分 | −226 | $328.74F4 | −$74,295.24 | 3,504 | 直接 | |
| 2024/8/12 | Common Stock | S賣出處分 | −85 | $330.45F5 | −$28,088.25 | 3,419 | 直接 | |
| 2024/8/12 | Common Stock | S賣出處分 | −144 | $332.64F6 | −$47,900.16 | 3,275 | 直接 | |
| 2024/8/12 | Common Stock | S賣出處分 | −1,370 | $333.77F7 | −$457,264.9 | 1,905 | 直接 | |
| 2024/8/12 | Common Stock | S賣出處分 | −834 | $334.95F8 | −$279,348.3 | 1,071 | 直接 | |
| 2024/8/12 | Common Stock | S賣出處分 | −858 | $335.73F9 | −$288,056.34 | 213 | 直接 | |
| 2024/8/12 | Common Stock | S賣出處分 | −83 | $336.86 | −$27,959.38 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/9 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 36,269 | 直接 | |
| 2024/8/12 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 32,669 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $329.31 to $330.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $330.35 to $331.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $328.63 to $329.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $329.82 to $330.46. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $332.415 to $333.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $333.42 to $334.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $334.495 to $335.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $335.54 to $336.46. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。