Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/8/9 申報
- 申報編號
- 0001415889-24-021047
- 申報時間
- 2024/8/9
- 交易日
- 2024/8/7-8/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $234.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/7 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/7 | Common Stock | S賣出處分 | −365 | $321.87F2 | −$117,482.55 | 3,365 | 直接 | |
| 2024/8/7 | Common Stock | S賣出處分 | −1,136 | $322.99F3 | −$366,916.64 | 2,229 | 直接 | |
| 2024/8/7 | Common Stock | S賣出處分 | −1,013 | $323.84F4 | −$328,049.92 | 1,216 | 直接 | |
| 2024/8/7 | Common Stock | S賣出處分 | −483 | $325.37F5 | −$157,153.71 | 733 | 直接 | |
| 2024/8/7 | Common Stock | S賣出處分 | −327 | $326.04F6 | −$106,615.08 | 406 | 直接 | |
| 2024/8/7 | Common Stock | S賣出處分 | −276 | $326.88F7 | −$90,218.88 | 130 | 直接 | |
| 2024/8/8 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/8 | Common Stock | S賣出處分 | −112 | $324.43F8 | −$36,336.16 | 3,618 | 直接 | |
| 2024/8/8 | Common Stock | S賣出處分 | −553 | $325.71F9 | −$180,117.63 | 3,065 | 直接 | |
| 2024/8/8 | Common Stock | S賣出處分 | −550 | $327.73F10 | −$180,251.5 | 2,515 | 直接 | |
| 2024/8/8 | Common Stock | S賣出處分 | −1,254 | $328.81F11 | −$412,327.74 | 1,261 | 直接 | |
| 2024/8/8 | Common Stock | S賣出處分 | −732 | $329.64F12 | −$241,296.48 | 529 | 直接 | |
| 2024/8/8 | Common Stock | S賣出處分 | −399 | $330.54F13 | −$131,885.46 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/7 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 43,469 | 直接 | |
| 2024/8/8 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 39,869 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $321.51 to $322.275. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $322.525 to $323.495. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $323.565 to $324.325. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $324.74 to $325.735. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $325.74 to $326.475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $326.815 to $327.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $324.39 to $324.46. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $325.48 to $326.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $326.96 to $327.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $328.24 to $329.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $329.28 to $330.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $330.32 to $331.215. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。