Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/8/7 申報
- 申報編號
- 0001415889-24-020906
- 申報時間
- 2024/8/7
- 交易日
- 2024/8/5-8/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 16 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $233.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/5 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/5 | Common Stock | S賣出處分 | −325 | $316.18F2 | −$102,758.5 | 3,405 | 直接 | |
| 2024/8/5 | Common Stock | S賣出處分 | −431 | $318.28F3 | −$137,178.68 | 2,974 | 直接 | |
| 2024/8/5 | Common Stock | S賣出處分 | −354 | $320.10F4 | −$113,315.4 | 2,620 | 直接 | |
| 2024/8/5 | Common Stock | S賣出處分 | −781 | $321.37F5 | −$250,989.97 | 1,839 | 直接 | |
| 2024/8/5 | Common Stock | S賣出處分 | −468 | $322.45F6 | −$150,906.6 | 1,371 | 直接 | |
| 2024/8/5 | Common Stock | S賣出處分 | −782 | $324.01F7 | −$253,375.82 | 589 | 直接 | |
| 2024/8/5 | Common Stock | S賣出處分 | −383 | $325.33F8 | −$124,601.39 | 206 | 直接 | |
| 2024/8/5 | Common Stock | S賣出處分 | −76 | $326.21 | −$24,791.96 | 130 | 直接 | |
| 2024/8/6 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −178 | $322.44F9 | −$57,394.32 | 3,552 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −583 | $323.86F10 | −$188,810.38 | 2,969 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −1,121 | $324.87F11 | −$364,179.27 | 1,848 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −841 | $325.71F12 | −$273,922.11 | 1,007 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −483 | $326.96F13 | −$157,921.68 | 524 | 直接 | |
| 2024/8/6 | Common Stock | S賣出處分 | −394 | $328.42F14 | −$129,397.48 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/5 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 50,669 | 直接 | |
| 2024/8/6 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 47,069 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $315.98 to $316.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $317.92 to $318.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $319.77 to $320.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $320.99 to $321.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $322.15 to $323.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $323.48 to $324.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $324.78 to $325.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $321.83 to $322.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $323.33 to $324.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $324.335 to $325.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $325.445 to $326.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $326.65 to $327.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $327.695 to $328.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。