Dwek Raymond 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/8/5 申報
- 申報編號
- 0001415889-24-020750
- 申報時間
- 2024/8/5
- 交易日
- 2024/8/2
- 申報延遲
- 3 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $162.7 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Dwek RaymondCIK 0001231617 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/2 | Common Stock | M行使選擇權取得 | +5,000 | $175.43 | +$877,150 | 6,750 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −900 | $320.39F1 | −$288,351 | 5,850 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −900 | $321.29F2 | −$289,161 | 4,950 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −900 | $326.40F3 | −$293,760 | 4,050 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −1,300 | $327.96F4 | −$426,348 | 2,750 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −900 | $328.99F5 | −$296,091 | 1,850 | 直接 | |
| 2024/8/2 | Common Stock | S賣出處分 | −100 | $330.39 | −$33,039 | 1,750 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/2 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 10,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $320.04 to $320.8924. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $321.14 to $321.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $325.98 to $326.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $327.505 to $328.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $328.54 to $329.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。