Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/7/31 申報
- 申報編號
- 0001415889-24-020431
- 申報時間
- 2024/7/31
- 交易日
- 2024/7/29-7/30
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 17 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $242.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/29 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/7/29 | Common Stock | S賣出處分 | −229 | $332.67F2 | −$76,181.43 | 3,501 | 直接 | |
| 2024/7/29 | Common Stock | S賣出處分 | −989 | $333.85F3 | −$330,177.65 | 2,512 | 直接 | |
| 2024/7/29 | Common Stock | S賣出處分 | −802 | $334.84F4 | −$268,541.68 | 1,710 | 直接 | |
| 2024/7/29 | Common Stock | S賣出處分 | −452 | $335.81F5 | −$151,786.12 | 1,258 | 直接 | |
| 2024/7/29 | Common Stock | S賣出處分 | −335 | $337.24F6 | −$112,975.4 | 923 | 直接 | |
| 2024/7/29 | Common Stock | S賣出處分 | −247 | $337.90F7 | −$83,461.3 | 676 | 直接 | |
| 2024/7/29 | Common Stock | S賣出處分 | −421 | $339.54F8 | −$142,946.34 | 255 | 直接 | |
| 2024/7/29 | Common Stock | S賣出處分 | −125 | $340.29 | −$42,536.25 | 130 | 直接 | |
| 2024/7/30 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/7/30 | Common Stock | S賣出處分 | −98 | $334.48F9 | −$32,779.04 | 3,632 | 直接 | |
| 2024/7/30 | Common Stock | S賣出處分 | −515 | $335.73F10 | −$172,900.95 | 3,117 | 直接 | |
| 2024/7/30 | Common Stock | S賣出處分 | −1,432 | $336.81F11 | −$482,311.92 | 1,685 | 直接 | |
| 2024/7/30 | Common Stock | S賣出處分 | −822 | $337.75F12 | −$277,630.5 | 863 | 直接 | |
| 2024/7/30 | Common Stock | S賣出處分 | −453 | $338.98F13 | −$153,557.94 | 410 | 直接 | |
| 2024/7/30 | Common Stock | S賣出處分 | −138 | $340.03F14 | −$46,924.14 | 272 | 直接 | |
| 2024/7/30 | Common Stock | S賣出處分 | −142 | $341.76F15 | −$48,529.92 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/29 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 68,669 | 直接 | |
| 2024/7/30 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 65,069 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $332.315 to $333.155. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $333.385 to $334.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $334.425 to $335.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $335.56 to $336.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $336.615 to $337.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $337.67 to $338.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $339.05 to $339.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $334.155 to $334.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $335.205 to $336.165. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $336.225 to $337.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $337.245 to $338.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $338.465 to $339.42. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $339.955 to $340.805. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $341.065 to $341.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。