Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/7/29 申報
- 申報編號
- 0001415889-24-020249
- 申報時間
- 2024/7/29
- 交易日
- 2024/7/25-7/26
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 16 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $243.9 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/25 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/7/25 | Common Stock | S賣出處分 | −130 | $333.93F2 | −$43,410.9 | 3,600 | 直接 | |
| 2024/7/25 | Common Stock | S賣出處分 | −589 | $335.85F3 | −$197,815.65 | 3,011 | 直接 | |
| 2024/7/25 | Common Stock | S賣出處分 | −776 | $336.72F4 | −$261,294.72 | 2,235 | 直接 | |
| 2024/7/25 | Common Stock | S賣出處分 | −214 | $337.79F5 | −$72,287.06 | 2,021 | 直接 | |
| 2024/7/25 | Common Stock | S賣出處分 | −5 | $339.22F6 | −$1,696.1 | 2,016 | 直接 | |
| 2024/7/25 | Common Stock | S賣出處分 | −297 | $339.80F7 | −$100,920.6 | 1,719 | 直接 | |
| 2024/7/25 | Common Stock | S賣出處分 | −531 | $340.39F8 | −$180,747.09 | 1,188 | 直接 | |
| 2024/7/25 | Common Stock | S賣出處分 | −724 | $341.60F9 | −$247,318.4 | 464 | 直接 | |
| 2024/7/25 | Common Stock | S賣出處分 | −244 | $342.53F10 | −$83,577.32 | 220 | 直接 | |
| 2024/7/25 | Common Stock | S賣出處分 | −90 | $343.79F11 | −$30,941.1 | 130 | 直接 | |
| 2024/7/26 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/7/26 | Common Stock | S賣出處分 | −812 | $336.95F12 | −$273,603.4 | 2,918 | 直接 | |
| 2024/7/26 | Common Stock | S賣出處分 | −723 | $337.91F13 | −$244,308.93 | 2,195 | 直接 | |
| 2024/7/26 | Common Stock | S賣出處分 | −1,115 | $339.29F14 | −$378,308.35 | 1,080 | 直接 | |
| 2024/7/26 | Common Stock | S賣出處分 | −950 | $339.78F15 | −$322,791 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/25 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 75,869 | 直接 | |
| 2024/7/26 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 72,269 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $333.73 to $334.015. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $335.36 to $336.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $336.375 to $337.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $337.475 to $338.075. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $338.63 to $339.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $339.66 to $340.065. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $340.15 to $340.825. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $341.22 to $342.095. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $342.32 to $343.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $343.435 to $343.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $336.37 to $337.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $337.38 to $338.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $338.57 to $339.565. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $339.57 to $340.135. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。