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Rothblatt Martine A 的 Form 4 申報

United Therapeutics Corp(UTHR),2024/7/17 申報

申報編號
0001415889-24-019674
申報時間
2024/7/17
交易日
2024/7/15-7/16
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $235.6 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Rothblatt Martine ACIK 0001106578董事、高階主管(董事長、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/7/15Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/7/15Common StockS賣出處分−40$321.87−$12,874.83,690直接
2024/7/15Common StockS賣出處分−357$324.04F2−$115,682.283,333直接
2024/7/15Common StockS賣出處分−1,015$324.90F3−$329,773.52,318直接
2024/7/15Common StockS賣出處分−502$326.37F4−$163,837.741,816直接
2024/7/15Common StockS賣出處分−429$326.82F5−$140,205.781,387直接
2024/7/15Common StockS賣出處分−1,224$327.96F6−$401,423.04163直接
2024/7/15Common StockS賣出處分−33$328.60−$10,843.8130直接
2024/7/16Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/7/16Common StockS賣出處分−627$327.14F7−$205,116.783,103直接
2024/7/16Common StockS賣出處分−2,090$327.97F8−$685,457.31,013直接
2024/7/16Common StockS賣出處分−809$328.72F9−$265,934.48204直接
2024/7/16Common StockS賣出處分−74$329.75F10−$24,401.5130直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/7/15Common StockM行使選擇權處分−3,600$0.00$0104,669直接
2024/7/16Common StockM行使選擇權處分−3,600$0.00$0101,069直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $323.315 to $324.265. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $324.38 to $325.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $325.385 to $326.355. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $326.485 to $327.465. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $327.525 to $328.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $326.46 to $327.455. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $327.48 to $328.435. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

This transaction was executed in multiple trades at prices ranging from $328.515 to $329.325. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

This transaction was executed in multiple trades at prices ranging from $329.655 to $329.9675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)