Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/7/15 申報
- 申報編號
- 0001415889-24-019552
- 申報時間
- 2024/7/15
- 交易日
- 2024/7/11-7/12
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $234.3 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/11 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/7/11 | Common Stock | S賣出處分 | −856 | $324.25F2 | −$277,558 | 2,874 | 直接 | |
| 2024/7/11 | Common Stock | S賣出處分 | −990 | $325.57F3 | −$322,314.3 | 1,884 | 直接 | |
| 2024/7/11 | Common Stock | S賣出處分 | −1,159 | $326.60F4 | −$378,529.4 | 725 | 直接 | |
| 2024/7/11 | Common Stock | S賣出處分 | −454 | $327.59F5 | −$148,725.86 | 271 | 直接 | |
| 2024/7/11 | Common Stock | S賣出處分 | −141 | $328.73F6 | −$46,350.93 | 130 | 直接 | |
| 2024/7/12 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/7/12 | Common Stock | S賣出處分 | −184 | $321.18F7 | −$59,097.12 | 3,546 | 直接 | |
| 2024/7/12 | Common Stock | S賣出處分 | −507 | $323.02F8 | −$163,771.14 | 3,039 | 直接 | |
| 2024/7/12 | Common Stock | S賣出處分 | −1,248 | $324.26F9 | −$404,676.48 | 1,791 | 直接 | |
| 2024/7/12 | Common Stock | S賣出處分 | −694 | $325.18F10 | −$225,674.92 | 1,097 | 直接 | |
| 2024/7/12 | Common Stock | S賣出處分 | −501 | $326.41F11 | −$163,531.41 | 596 | 直接 | |
| 2024/7/12 | Common Stock | S賣出處分 | −148 | $327.91F12 | −$48,530.68 | 448 | 直接 | |
| 2024/7/12 | Common Stock | S賣出處分 | −213 | $328.47F13 | −$69,964.11 | 235 | 直接 | |
| 2024/7/12 | Common Stock | S賣出處分 | −105 | $329.79F14 | −$34,627.95 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/11 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 111,869 | 直接 | |
| 2024/7/12 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 108,269 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $324.03 to $324.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $325.10 to $326.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $326.10 to $327.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $327.24 to $327.995. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $328.70 to $328.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $321.38 to $322.28. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $322.78 to $323.215. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $323.78 to $324.77. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $324.89 to $325.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $325.90 to $326.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $327.225 to $328.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $328.26 to $328.925. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $329.785 to $329.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。