Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/7/11 申報
- 申報編號
- 0001415889-24-019491
- 申報時間
- 2024/7/11
- 交易日
- 2024/7/9-7/10
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 16 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $233.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/9 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/7/9 | Common Stock | S賣出處分 | −202 | $316.18F2 | −$63,868.36 | 3,528 | 直接 | |
| 2024/7/9 | Common Stock | S賣出處分 | −159 | $317.43F3 | −$50,471.37 | 3,369 | 直接 | |
| 2024/7/9 | Common Stock | S賣出處分 | −344 | $320.22F4 | −$110,155.68 | 3,025 | 直接 | |
| 2024/7/9 | Common Stock | S賣出處分 | −332 | $321.78F5 | −$106,830.96 | 2,693 | 直接 | |
| 2024/7/9 | Common Stock | S賣出處分 | −840 | $323.24F6 | −$271,521.6 | 1,853 | 直接 | |
| 2024/7/9 | Common Stock | S賣出處分 | −1,171 | $324.05F7 | −$379,462.55 | 682 | 直接 | |
| 2024/7/9 | Common Stock | S賣出處分 | −552 | $325.26F8 | −$179,543.52 | 130 | 直接 | |
| 2024/7/10 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/7/10 | Common Stock | S賣出處分 | −595 | $323.33F9 | −$192,381.35 | 3,135 | 直接 | |
| 2024/7/10 | Common Stock | S賣出處分 | −733 | $324.06F10 | −$237,535.98 | 2,402 | 直接 | |
| 2024/7/10 | Common Stock | S賣出處分 | −435 | $325.27F11 | −$141,492.45 | 1,967 | 直接 | |
| 2024/7/10 | Common Stock | S賣出處分 | −247 | $326.79F12 | −$80,717.13 | 1,720 | 直接 | |
| 2024/7/10 | Common Stock | S賣出處分 | −459 | $327.86F13 | −$150,487.74 | 1,261 | 直接 | |
| 2024/7/10 | Common Stock | S賣出處分 | −865 | $328.98F14 | −$284,567.7 | 396 | 直接 | |
| 2024/7/10 | Common Stock | S賣出處分 | −266 | $329.58F15 | −$87,668.28 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/9 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 119,069 | 直接 | |
| 2024/7/10 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 115,469 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $315.805 to $316.70. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $316.965 to $317.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $319.645 to $320.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $321.44 to $322.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $322.575 to $323.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $323.59 to $324.565. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $324.595 to $325.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $322.65 to $323.55. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $323.87 to $324.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $325.155 to $325.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $326.34 to $327.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $327.40 to $328.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $328.55 to $329.325. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $329.555 to $329.605. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。