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Lowenthal Richard E 的 Form 4 申報

ARS Pharmaceuticals, Inc.(SPRY),2024/6/13 申報

申報編號
0001415889-24-016678
申報時間
2024/6/13
交易日
2024/6/11-6/12
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $91.4 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Lowenthal Richard ECIK 0001378550董事、高階主管(總裁、執行長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/6/11Common StockS賣出處分−2,166$9.00F2−$19,4941,594,328間接
2024/6/11Common StockS賣出處分−1,972$9.00F4−$17,7481,746,527間接
2024/6/12Common StockS賣出處分−47,834$9.15F6−$437,681.11,546,494間接
2024/6/12Common StockS賣出處分−48,028$9.14F7−$438,975.921,698,499間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

The weighted average sale price for the transaction reported was $9.002, and the range of prices were between $9.00 and $9.02. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

表 I 有 1 筆交易的價格引用這則附註。

F4

The weighted average sale price for the transaction reported was $9.0039, and the range of prices were between $9.00 and $9.02. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

表 I 有 1 筆交易的價格引用這則附註。

F6

The weighted average sale price for the transaction reported was $9.1454, and the range of prices were between $9.01 and $9.315. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

表 I 有 1 筆交易的價格引用這則附註。

F7

The weighted average sale price for the transaction reported was $9.1447, and the range of prices were between $9.01 and $9.315. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)