Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/6/7 申報
- 申報編號
- 0001415889-24-015988
- 申報時間
- 2024/6/7
- 交易日
- 2024/6/5-6/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $199.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/6/5 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/6/5 | Common Stock | S賣出處分 | −120 | $273.08F2 | −$32,769.6 | 3,610 | 直接 | |
| 2024/6/5 | Common Stock | S賣出處分 | −40 | $274.08F3 | −$10,963.2 | 3,570 | 直接 | |
| 2024/6/5 | Common Stock | S賣出處分 | −361 | $275.99F4 | −$99,632.39 | 3,209 | 直接 | |
| 2024/6/5 | Common Stock | S賣出處分 | −960 | $277.09F5 | −$266,006.4 | 2,249 | 直接 | |
| 2024/6/5 | Common Stock | S賣出處分 | −1,497 | $278.01F6 | −$416,180.97 | 752 | 直接 | |
| 2024/6/5 | Common Stock | S賣出處分 | −622 | $278.85F7 | −$173,444.7 | 130 | 直接 | |
| 2024/6/6 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/6/6 | Common Stock | S賣出處分 | −168 | $274.72F8 | −$46,152.96 | 3,562 | 直接 | |
| 2024/6/6 | Common Stock | S賣出處分 | −1,220 | $276.33F9 | −$337,122.6 | 2,342 | 直接 | |
| 2024/6/6 | Common Stock | S賣出處分 | −1,589 | $277.04F10 | −$440,216.56 | 753 | 直接 | |
| 2024/6/6 | Common Stock | S賣出處分 | −459 | $278.48F11 | −$127,822.32 | 294 | 直接 | |
| 2024/6/6 | Common Stock | S賣出處分 | −164 | $279.36F12 | −$45,815.04 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/6/5 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 198,269 | 直接 | |
| 2024/6/6 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 194,669 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $272.50 to $273.195. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $274.05 to $274.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $275.535 to $276.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $276.54 to $277.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $277.62 to $278.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $278.64 to $279.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $274.29 to $275.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $275.665 to $276.66. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $276.695 to $277.635. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $278.14 to $278.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $279.29 to $279.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。