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Rothblatt Martine A 的 Form 4 申報

United Therapeutics Corp(UTHR),2024/6/5 申報

申報編號
0001415889-24-015563
申報時間
2024/6/5
交易日
2024/6/3-6/4
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $198.0 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Rothblatt Martine ACIK 0001106578董事、高階主管(董事長、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/6/3Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/6/3Common StockS賣出處分−296$274.68F2−$81,305.283,434直接
2024/6/3Common StockS賣出處分−1,177$275.70F3−$324,498.92,257直接
2024/6/3Common StockS賣出處分−1,227$276.61F4−$339,400.471,030直接
2024/6/3Common StockS賣出處分−322$277.74F5−$89,432.28708直接
2024/6/3Common StockS賣出處分−312$278.79F6−$86,982.48396直接
2024/6/3Common StockS賣出處分−266$279.46F7−$74,336.36130直接
2024/6/4Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/6/4Common StockS賣出處分−1,375$272.09F8−$374,123.752,355直接
2024/6/4Common StockS賣出處分−1,081$272.91F9−$295,015.711,274直接
2024/6/4Common StockS賣出處分−439$273.95F10−$120,264.05835直接
2024/6/4Common StockS賣出處分−343$275.09F11−$94,355.87492直接
2024/6/4Common StockS賣出處分−123$276.48F12−$34,007.04369直接
2024/6/4Common StockS賣出處分−117$277.42F13−$32,458.14252直接
2024/6/4Common StockS賣出處分−122$278.07F14−$33,924.54130直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/6/3Common StockM行使選擇權處分−3,600$0.00$0205,469直接
2024/6/4Common StockM行使選擇權處分−3,600$0.00$0201,869直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $274.105 to $275.015. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $275.105 to $276.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $276.14 to $277.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $277.205 to $278.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $278.32 to $279.18. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $279.45 to $279.755. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $271.465 to $272.455. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

This transaction was executed in multiple trades at prices ranging from $272.475 to $273.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

This transaction was executed in multiple trades at prices ranging from $273.54 to $274.425. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F11

This transaction was executed in multiple trades at prices ranging from $274.69 to $275.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F12

This transaction was executed in multiple trades at prices ranging from $275.90 to $276.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F13

This transaction was executed in multiple trades at prices ranging from $276.975 to $277.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F14

This transaction was executed in multiple trades at prices ranging from $278.025 to $278.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)