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Rothblatt Martine A 的 Form 4 申報

United Therapeutics Corp(UTHR),2024/5/28 申報

申報編號
0001415889-24-014673
申報時間
2024/5/28
交易日
2024/5/23-5/24
申報延遲
5 天
10b5-1 計畫
有勾選

這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $197.4 萬。交易後 5 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Rothblatt Martine ACIK 0001106578董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/5/23Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/5/23Common StockS賣出處分−645$274.50F2−$177,052.53,085直接
2024/5/23Common StockS賣出處分−1,347$275.54F3−$371,152.381,738直接
2024/5/23Common StockS賣出處分−1,247$276.36F4−$344,620.92491直接
2024/5/23Common StockS賣出處分−361$277.03−$100,007.83130直接
2024/5/24Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/5/24Common StockS賣出處分−234$270.92F5−$63,395.283,496直接
2024/5/24Common StockS賣出處分−1,959$272.01F6−$532,867.591,537直接
2024/5/24Common StockS賣出處分−1,014$272.85F7−$276,669.9523直接
2024/5/24Common StockS賣出處分−146$273.94F8−$39,995.24377直接
2024/5/24Common StockS賣出處分−125$275.28F9−$34,410252直接
2024/5/24Common StockS賣出處分−88$276.63F10−$24,343.44164直接
2024/5/24Common StockS賣出處分−34$277.27−$9,427.18130直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/5/23Common StockM行使選擇權處分−3,600$0.00$0227,069直接
2024/5/24Common StockM行使選擇權處分−3,600$0.00$0223,469直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $273.87 to $274.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $274.94 to $275.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $275.98 to $276.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $270.56 to $271.495. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $271.57 to $272.505. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $272.58 to $273.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $273.60 to $274.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

This transaction was executed in multiple trades at prices ranging from $274.955 to $275.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

This transaction was executed in multiple trades at prices ranging from $276.085 to $276.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)