Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/5/20 申報
- 申報編號
- 0001415889-24-013752
- 申報時間
- 2024/5/20
- 交易日
- 2024/5/16-5/17
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 9 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $196.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/16 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/5/16 | Common Stock | S賣出處分 | −477 | $271.30F2 | −$129,410.1 | 3,253 | 直接 | |
| 2024/5/16 | Common Stock | S賣出處分 | −1,455 | $271.97F3 | −$395,716.35 | 1,798 | 直接 | |
| 2024/5/16 | Common Stock | S賣出處分 | −1,668 | $273.03F4 | −$455,414.04 | 130 | 直接 | |
| 2024/5/17 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/5/17 | Common Stock | S賣出處分 | −574 | $271.30F5 | −$155,726.2 | 3,156 | 直接 | |
| 2024/5/17 | Common Stock | S賣出處分 | −383 | $272.69F6 | −$104,440.27 | 2,773 | 直接 | |
| 2024/5/17 | Common Stock | S賣出處分 | −2,110 | $273.65F7 | −$577,401.5 | 663 | 直接 | |
| 2024/5/17 | Common Stock | S賣出處分 | −533 | $274.27F8 | −$146,185.91 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/16 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 245,069 | 直接 | |
| 2024/5/17 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 241,469 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $270.605 to $271.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $271.61 to $272.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $272.67 to $273.395. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $270.99 to $271.485. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $272.03 to $272.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $273.07 to $274.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $274.11 to $274.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。