Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/5/16 申報
- 申報編號
- 0001415889-24-013351
- 申報時間
- 2024/5/16
- 交易日
- 2024/5/14-5/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $194.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/14 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/5/14 | Common Stock | S賣出處分 | −31 | $264.35 | −$8,194.85 | 3,699 | 直接 | |
| 2024/5/14 | Common Stock | S賣出處分 | −754 | $266.34F2 | −$200,820.36 | 2,945 | 直接 | |
| 2024/5/14 | Common Stock | S賣出處分 | −1,083 | $267.53F3 | −$289,734.99 | 1,862 | 直接 | |
| 2024/5/14 | Common Stock | S賣出處分 | −1,353 | $268.41F4 | −$363,158.73 | 509 | 直接 | |
| 2024/5/14 | Common Stock | S賣出處分 | −379 | $269.32F5 | −$102,072.28 | 130 | 直接 | |
| 2024/5/15 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/5/15 | Common Stock | S賣出處分 | −304 | $270.45F6 | −$82,216.8 | 3,426 | 直接 | |
| 2024/5/15 | Common Stock | S賣出處分 | −335 | $271.49F7 | −$90,949.15 | 3,091 | 直接 | |
| 2024/5/15 | Common Stock | S賣出處分 | −1,921 | $272.97F8 | −$524,375.37 | 1,170 | 直接 | |
| 2024/5/15 | Common Stock | S賣出處分 | −853 | $273.89F9 | −$233,628.17 | 317 | 直接 | |
| 2024/5/15 | Common Stock | S賣出處分 | −187 | $274.79F10 | −$51,385.73 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/14 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 252,269 | 直接 | |
| 2024/5/15 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 248,669 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $265.90 to $266.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $266.93 to $267.915. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $268.04 to $268.925. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $269.23 to $269.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $270.15 to $271.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $271.17 to $272.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $272.545 to $273.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $273.57 to $274.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $274.675 to $274.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。