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Rothblatt Martine A 的 Form 4 申報

United Therapeutics Corp(UTHR),2024/5/14 申報

申報編號
0001415889-24-013129
申報時間
2024/5/14
交易日
2024/5/10-5/13
申報延遲
4 天
10b5-1 計畫
有勾選

這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $191.2 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Rothblatt Martine ACIK 0001106578董事、高階主管(董事長、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/5/10Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/5/10Common StockS賣出處分−1,749$264.44F2−$462,505.561,981直接
2024/5/10Common StockS賣出處分−894$265.40F3−$237,267.61,087直接
2024/5/10Common StockS賣出處分−619$267.02F4−$165,285.38468直接
2024/5/10Common StockS賣出處分−224$268.10F5−$60,054.4244直接
2024/5/10Common StockS賣出處分−114$269.13F6−$30,680.82130直接
2024/5/13Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/5/13Common StockS賣出處分−1,672$264.39F7−$442,060.082,058直接
2024/5/13Common StockS賣出處分−850$265.40F8−$225,5901,208直接
2024/5/13Common StockS賣出處分−647$266.56F9−$172,464.32561直接
2024/5/13Common StockS賣出處分−251$267.84F10−$67,227.84310直接
2024/5/13Common StockS賣出處分−180$268.89−$48,400.2130直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/5/10Common StockM行使選擇權處分−3,600$0.00$0259,469直接
2024/5/13Common StockM行使選擇權處分−3,600$0.00$0255,869直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $264.015 to $264.985. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $265.08 to $266.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $266.59 to $267.555. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $267.865 to $268.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $268.94 to $269.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $263.96 to $264.755. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $265.01 to $266.005. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

This transaction was executed in multiple trades at prices ranging from $266.03 to $267.025. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

This transaction was executed in multiple trades at prices ranging from $267.54 to $267.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)