Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/5/10 申報
- 申報編號
- 0001415889-24-012874
- 申報時間
- 2024/5/10
- 交易日
- 2024/5/8-5/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $189.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/8 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/5/8 | Common Stock | S賣出處分 | −839 | $261.33F2 | −$219,255.87 | 2,891 | 直接 | |
| 2024/5/8 | Common Stock | S賣出處分 | −1,430 | $262.38F3 | −$375,203.4 | 1,461 | 直接 | |
| 2024/5/8 | Common Stock | S賣出處分 | −223 | $263.10F4 | −$58,671.3 | 1,238 | 直接 | |
| 2024/5/8 | Common Stock | S賣出處分 | −713 | $264.75F5 | −$188,766.75 | 525 | 直接 | |
| 2024/5/8 | Common Stock | S賣出處分 | −113 | $266.10F6 | −$30,069.3 | 412 | 直接 | |
| 2024/5/8 | Common Stock | S賣出處分 | −253 | $266.58F7 | −$67,444.74 | 159 | 直接 | |
| 2024/5/8 | Common Stock | S賣出處分 | −29 | $268.30 | −$7,780.7 | 130 | 直接 | |
| 2024/5/9 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/5/9 | Common Stock | S賣出處分 | −247 | $261.83F8 | −$64,672.01 | 3,483 | 直接 | |
| 2024/5/9 | Common Stock | S賣出處分 | −1,006 | $262.79F9 | −$264,366.74 | 2,477 | 直接 | |
| 2024/5/9 | Common Stock | S賣出處分 | −562 | $263.98F10 | −$148,356.76 | 1,915 | 直接 | |
| 2024/5/9 | Common Stock | S賣出處分 | −1,103 | $265.21F11 | −$292,526.63 | 812 | 直接 | |
| 2024/5/9 | Common Stock | S賣出處分 | −682 | $265.82F12 | −$181,289.24 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/8 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 266,669 | 直接 | |
| 2024/5/9 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 263,069 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $260.85 to $261.825. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $261.93 to $262.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $263.06 to $263.975. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $264.21 to $265.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $265.265 to $266.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $266.38 to $266.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $261.215 to $262.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $262.35 to $263.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $263.44 to $264.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $264.50 to $265.485. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $265.50 to $266.005. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。