Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/5/7 申報
- 申報編號
- 0001415889-24-012465
- 申報時間
- 2024/5/7
- 交易日
- 2024/5/3-5/6
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $187.1 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/3 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/5/3 | Common Stock | S賣出處分 | −115 | $257.30F2 | −$29,589.5 | 3,615 | 直接 | |
| 2024/5/3 | Common Stock | S賣出處分 | −699 | $258.24F3 | −$180,509.76 | 2,916 | 直接 | |
| 2024/5/3 | Common Stock | S賣出處分 | −799 | $259.11F4 | −$207,028.89 | 2,117 | 直接 | |
| 2024/5/3 | Common Stock | S賣出處分 | −574 | $260.43F5 | −$149,486.82 | 1,543 | 直接 | |
| 2024/5/3 | Common Stock | S賣出處分 | −1,191 | $261.51F6 | −$311,458.41 | 352 | 直接 | |
| 2024/5/3 | Common Stock | S賣出處分 | −222 | $262.33F7 | −$58,237.26 | 130 | 直接 | |
| 2024/5/6 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/5/6 | Common Stock | S賣出處分 | −220 | $256.35F8 | −$56,397 | 3,510 | 直接 | |
| 2024/5/6 | Common Stock | S賣出處分 | −496 | $257.70F9 | −$127,819.2 | 3,014 | 直接 | |
| 2024/5/6 | Common Stock | S賣出處分 | −599 | $259.15F10 | −$155,230.85 | 2,415 | 直接 | |
| 2024/5/6 | Common Stock | S賣出處分 | −1,982 | $260.28F11 | −$515,874.96 | 433 | 直接 | |
| 2024/5/6 | Common Stock | S賣出處分 | −157 | $261.51F12 | −$41,057.07 | 276 | 直接 | |
| 2024/5/6 | Common Stock | S賣出處分 | −4 | $261.94F13 | −$1,047.76 | 272 | 直接 | |
| 2024/5/6 | Common Stock | S賣出處分 | −142 | $264.14F14 | −$37,507.88 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/3 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 277,469 | 直接 | |
| 2024/5/6 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 273,869 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $256.43 to $257.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $257.73 to $258.685. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $258.815 to $259.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $260.00 to $260.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $261.11 to $261.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $262.325 to $262.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $256.33 to $257.185. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $257.39 to $257.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $258.72 to $259.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $259.76 to $260.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $260.905 to $261.62. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $261.93 to $261.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $263.48 to $264.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。