Gilliam Joseph E 的 Form 4 申報
GLAUKOS Corp（GKOS），2024/5/6 申報
- 申報編號
- 0001415889-24-012358
- 申報時間
- 2024/5/6
- 交易日
- 2024/5/2
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $21.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gilliam Joseph ECIK 0001705850 | 高階主管（總裁、營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/2 | Common Stock | M行使選擇權取得 | +2,059 | $69.30 | +$142,688.7 | 103,904 | 直接 | |
| 2024/5/2 | Common Stock | S賣出處分 | −645 | $104.43F3 | −$67,357.35 | 103,259 | 直接 | |
| 2024/5/2 | Common Stock | S賣出處分 | −672 | $105.31F4 | −$70,768.32 | 102,587 | 直接 | |
| 2024/5/2 | Common Stock | S賣出處分 | −577 | $106.39F5 | −$61,387.03 | 102,010 | 直接 | |
| 2024/5/2 | Common Stock | S賣出處分 | −165 | $107.58F6 | −$17,750.7 | 101,845 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/2 | Common Stock | M行使選擇權處分 | −2,059 | $0.00 | $0 | 7,231 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $103.95 to $104.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $104.96 to $105.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $106.08 to $106.66. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $107.42 to $107.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。