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Rothblatt Martine A 的 Form 4 申報

United Therapeutics Corp(UTHR),2024/5/3 申報

申報編號
0001415889-24-012192
申報時間
2024/5/3
交易日
2024/5/1-5/2
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 21 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $183.0 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Rothblatt Martine ACIK 0001106578董事、高階主管(董事長、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/5/1Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/5/1Common StockS賣出處分−238$238.33F2−$56,722.543,492直接
2024/5/1Common StockS賣出處分−103$242.79F3−$25,007.373,389直接
2024/5/1Common StockS賣出處分−246$243.44F4−$59,886.243,143直接
2024/5/1Common StockS賣出處分−186$245.26F5−$45,618.362,957直接
2024/5/1Common StockS賣出處分−231$247.36F6−$57,140.162,726直接
2024/5/1Common StockS賣出處分−291$248.78F7−$72,394.982,435直接
2024/5/1Common StockS賣出處分−208$250.33F8−$52,068.642,227直接
2024/5/1Common StockS賣出處分−501$251.54F9−$126,021.541,726直接
2024/5/1Common StockS賣出處分−307$252.91F10−$77,643.371,419直接
2024/5/1Common StockS賣出處分−610$254.07F11−$154,982.7809直接
2024/5/1Common StockS賣出處分−558$254.99F12−$142,284.42251直接
2024/5/1Common StockS賣出處分−95$256.13−$24,332.35156直接
2024/5/1Common StockS賣出處分−26$257.55F13−$6,696.3130直接
2024/5/2Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/5/2Common StockS賣出處分−191$254.45F14−$48,599.953,539直接
2024/5/2Common StockS賣出處分−264$255.62F15−$67,483.683,275直接
2024/5/2Common StockS賣出處分−296$256.17F16−$75,826.322,979直接
2024/5/2Common StockS賣出處分−1,203$258.11F17−$310,506.331,776直接
2024/5/2Common StockS賣出處分−1,373$259.12F18−$355,771.76403直接
2024/5/2Common StockS賣出處分−273$259.80−$70,925.4130直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/5/1Common StockM行使選擇權處分−3,600$0.00$0284,669直接
2024/5/2Common StockM行使選擇權處分−3,600$0.00$0281,069直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $238.055 to $238.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $241.81 to $242.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $243.00 to $243.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $244.73 to $245.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $247.08 to $247.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $248.525 to $248.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $249.915 to $250.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

This transaction was executed in multiple trades at prices ranging from $251.00 to $251.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

This transaction was executed in multiple trades at prices ranging from $252.18 to $253.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F11

This transaction was executed in multiple trades at prices ranging from $253.705 to $254.625. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F12

This transaction was executed in multiple trades at prices ranging from $254.775 to $255.19. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F13

This transaction was executed in multiple trades at prices ranging from $257.415 to $257.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F14

This transaction was executed in multiple trades at prices ranging from $254.09 to $254.845. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F15

This transaction was executed in multiple trades at prices ranging from $255.10 to $255.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F16

This transaction was executed in multiple trades at prices ranging from $256.16 to $256.18. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F17

This transaction was executed in multiple trades at prices ranging from $257.555 to $258.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F18

This transaction was executed in multiple trades at prices ranging from $258.78 to $259.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)