Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/5/1 申報
- 申報編號
- 0001415889-24-011870
- 申報時間
- 2024/5/1
- 交易日
- 2024/4/29-4/30
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $170.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/29 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/4/29 | Common Stock | S賣出處分 | −35 | $234.76 | −$8,216.6 | 3,695 | 直接 | |
| 2024/4/29 | Common Stock | S賣出處分 | −278 | $236.84F2 | −$65,841.52 | 3,417 | 直接 | |
| 2024/4/29 | Common Stock | S賣出處分 | −596 | $237.70F3 | −$141,669.2 | 2,821 | 直接 | |
| 2024/4/29 | Common Stock | S賣出處分 | −1,706 | $238.56F4 | −$406,983.36 | 1,115 | 直接 | |
| 2024/4/29 | Common Stock | S賣出處分 | −732 | $239.78F5 | −$175,518.96 | 383 | 直接 | |
| 2024/4/29 | Common Stock | S賣出處分 | −253 | $240.55F6 | −$60,859.15 | 130 | 直接 | |
| 2024/4/30 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/4/30 | Common Stock | S賣出處分 | −1,000 | $234.71F7 | −$234,710 | 2,730 | 直接 | |
| 2024/4/30 | Common Stock | S賣出處分 | −2,349 | $235.52F8 | −$553,236.48 | 381 | 直接 | |
| 2024/4/30 | Common Stock | S賣出處分 | −251 | $236.37F9 | −$59,328.87 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/29 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 291,869 | 直接 | |
| 2024/4/30 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 288,269 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $236.065 to $237.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $237.135 to $238.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $238.15 to $239.045. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $239.28 to $240.195. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $240.28 to $240.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $234.04 to $235.025. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $235.045 to $236.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $236.115 to $236.605. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。