Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/4/29 申報
- 申報編號
- 0001415889-24-011662
- 申報時間
- 2024/4/29
- 交易日
- 2024/4/25-4/26
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 9 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $169.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/25 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/4/25 | Common Stock | S賣出處分 | −2,056 | $235.02F2 | −$483,201.12 | 1,674 | 直接 | |
| 2024/4/25 | Common Stock | S賣出處分 | −1,203 | $236.04F3 | −$283,956.12 | 471 | 直接 | |
| 2024/4/25 | Common Stock | S賣出處分 | −341 | $236.84F4 | −$80,762.44 | 130 | 直接 | |
| 2024/4/26 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/4/26 | Common Stock | S賣出處分 | −835 | $234.36F5 | −$195,690.6 | 2,895 | 直接 | |
| 2024/4/26 | Common Stock | S賣出處分 | −2,271 | $235.23F6 | −$534,207.33 | 624 | 直接 | |
| 2024/4/26 | Common Stock | S賣出處分 | −417 | $236.34F7 | −$98,553.78 | 207 | 直接 | |
| 2024/4/26 | Common Stock | S賣出處分 | −77 | $237.00 | −$18,249 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/25 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 299,069 | 直接 | |
| 2024/4/26 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 295,469 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $234.495 to $235.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $235.525 to $236.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $236.615 to $237.045. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $233.79 to $234.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $234.80 to $235.795. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $235.81 to $236.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。