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Rothblatt Martine A 的 Form 4 申報

United Therapeutics Corp(UTHR),2024/4/25 申報

申報編號
0001415889-24-011518
申報時間
2024/4/25
交易日
2024/4/23-4/24
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $171.1 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Rothblatt Martine ACIK 0001106578董事、高階主管(董事長、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/4/23Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/4/23Common StockS賣出處分−536$235.10F2−$126,013.63,194直接
2024/4/23Common StockS賣出處分−1,785$236.00F3−$421,2601,409直接
2024/4/23Common StockS賣出處分−825$237.04F4−$195,558584直接
2024/4/23Common StockS賣出處分−365$237.96F5−$86,855.4219直接
2024/4/23Common StockS賣出處分−89$239.25−$21,293.25130直接
2024/4/24Common StockM行使選擇權取得+3,600$129.49+$466,1643,730直接
2024/4/24Common StockS賣出處分−36$233.61−$8,409.963,694直接
2024/4/24Common StockS賣出處分−145$235.33F6−$34,122.853,549直接
2024/4/24Common StockS賣出處分−486$237.54F7−$115,444.443,063直接
2024/4/24Common StockS賣出處分−1,041$238.24F8−$248,007.842,022直接
2024/4/24Common StockS賣出處分−1,217$239.52F9−$291,495.84805直接
2024/4/24Common StockS賣出處分−675$240.37F10−$162,249.75130直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/4/23Common StockM行使選擇權處分−3,600$0.00$0306,269直接
2024/4/24Common StockM行使選擇權處分−3,600$0.00$0302,669直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $234.44 to $235.435. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $235.45 to $236.445. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $236.51 to $237.47. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $237.545 to $238.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $235.33 to $235.335. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $236.96 to $237.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $237.97 to $238.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

This transaction was executed in multiple trades at prices ranging from $239.05 to $239.985. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

This transaction was executed in multiple trades at prices ranging from $240.14 to $240.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)