Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/4/23 申報
- 申報編號
- 0001415889-24-011370
- 申報時間
- 2024/4/23
- 交易日
- 2024/4/19-4/22
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 10 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $170.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/19 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/4/19 | Common Stock | S賣出處分 | −486 | $235.96F2 | −$114,676.56 | 3,244 | 直接 | |
| 2024/4/19 | Common Stock | S賣出處分 | −2,803 | $236.97F3 | −$664,226.91 | 441 | 直接 | |
| 2024/4/19 | Common Stock | S賣出處分 | −311 | $237.88F4 | −$73,980.68 | 130 | 直接 | |
| 2024/4/22 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/4/22 | Common Stock | S賣出處分 | −266 | $234.56F5 | −$62,392.96 | 3,464 | 直接 | |
| 2024/4/22 | Common Stock | S賣出處分 | −1,589 | $235.75F6 | −$374,606.75 | 1,875 | 直接 | |
| 2024/4/22 | Common Stock | S賣出處分 | −719 | $236.76F7 | −$170,230.44 | 1,156 | 直接 | |
| 2024/4/22 | Common Stock | S賣出處分 | −882 | $237.79F8 | −$209,730.78 | 274 | 直接 | |
| 2024/4/22 | Common Stock | S賣出處分 | −144 | $238.36F9 | −$34,323.84 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/19 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 313,469 | 直接 | |
| 2024/4/22 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 309,869 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $235.45 to $236.425. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $236.47 to $237.425. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $237.47 to $238.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $233.91 to $234.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $235.21 to $236.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $236.21 to $237.185. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $237.31 to $238.305. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $238.31 to $238.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。