Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/4/19 申報
- 申報編號
- 0001415889-24-011232
- 申報時間
- 2024/4/19
- 交易日
- 2024/4/17-4/18
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $170.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/17 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/4/17 | Common Stock | S賣出處分 | −134 | $232.96F2 | −$31,216.64 | 3,596 | 直接 | |
| 2024/4/17 | Common Stock | S賣出處分 | −676 | $234.41F3 | −$158,461.16 | 2,920 | 直接 | |
| 2024/4/17 | Common Stock | S賣出處分 | −1,940 | $235.92F4 | −$457,684.8 | 980 | 直接 | |
| 2024/4/17 | Common Stock | S賣出處分 | −850 | $236.68F5 | −$201,178 | 130 | 直接 | |
| 2024/4/18 | Common Stock | M行使選擇權取得 | +3,600 | $129.49 | +$466,164 | 3,730 | 直接 | |
| 2024/4/18 | Common Stock | S賣出處分 | −125 | $234.56F6 | −$29,320 | 3,605 | 直接 | |
| 2024/4/18 | Common Stock | S賣出處分 | −397 | $236.55F7 | −$93,910.35 | 3,208 | 直接 | |
| 2024/4/18 | Common Stock | S賣出處分 | −1,408 | $237.39F8 | −$334,245.12 | 1,800 | 直接 | |
| 2024/4/18 | Common Stock | S賣出處分 | −736 | $238.36F9 | −$175,432.96 | 1,064 | 直接 | |
| 2024/4/18 | Common Stock | S賣出處分 | −851 | $239.28F10 | −$203,627.28 | 213 | 直接 | |
| 2024/4/18 | Common Stock | S賣出處分 | −83 | $240.16 | −$19,933.28 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/17 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 320,669 | 直接 | |
| 2024/4/18 | Common Stock | M行使選擇權處分 | −3,600 | $0.00 | $0 | 317,069 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $232.94 to $233.835. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $234.12 to $235.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $235.31 to $236.28. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $236.36 to $237.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $234.515 to $234.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $235.815 to $236.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $236.92 to $237.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $237.93 to $238.905. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $238.935 to $239.765. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。