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Rothblatt Martine A 的 Form 4 申報

United Therapeutics Corp(UTHR),2024/3/29 申報

申報編號
0001415889-24-009444
申報時間
2024/3/29
交易日
2024/3/27-3/28
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 25 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $696.2 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Rothblatt Martine ACIK 0001106578董事、高階主管(董事長、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/3/27Common StockM行使選擇權取得+15,000$129.49+$1,942,35015,130直接
2024/3/27Common StockS賣出處分−31$237.15F2−$7,351.6515,099直接
2024/3/27Common StockS賣出處分−1,418$238.30F3−$337,909.413,681直接
2024/3/27Common StockS賣出處分−1,283$239.48F4−$307,252.8412,398直接
2024/3/27Common StockS賣出處分−773$240.38F5−$185,813.7411,625直接
2024/3/27Common StockS賣出處分−3,340$241.56F6−$806,810.48,285直接
2024/3/27Common StockS賣出處分−4,748$242.38F7−$1,150,820.243,537直接
2024/3/27Common StockS賣出處分−2,909$243.30F8−$707,759.7628直接
2024/3/27Common StockS賣出處分−409$245.49F9−$100,405.41219直接
2024/3/27Common StockS賣出處分−2$246.24−$492.48217直接
2024/3/27Common StockS賣出處分−87$248.61−$21,629.07130直接
2024/3/28Common StockM行使選擇權取得+14,125$129.49+$1,829,046.2514,255直接
2024/3/28Common StockS賣出處分−1,842$230.61F10−$424,783.6212,413直接
2024/3/28Common StockS賣出處分−2,545$231.74F11−$589,778.39,868直接
2024/3/28Common StockS賣出處分−1,212$232.56F12−$281,862.728,656直接
2024/3/28Common StockS賣出處分−59$233.83F13−$13,795.978,597直接
2024/3/28Common StockS賣出處分−432$235.01F14−$101,524.328,165直接
2024/3/28Common StockS賣出處分−102$236.76F15−$24,149.528,063直接
2024/3/28Common StockS賣出處分−608$237.01F16−$144,102.087,455直接
2024/3/28Common StockS賣出處分−2,336$238.54F17−$557,229.445,119直接
2024/3/28Common StockS賣出處分−2,234$239.31F18−$534,618.542,885直接
2024/3/28Common StockS賣出處分−1,565$240.52F19−$376,413.81,320直接
2024/3/28Common StockS賣出處分−1,002$241.53F20−$242,013.06318直接
2024/3/28Common StockS賣出處分−21$242.53F21−$5,093.13297直接
2024/3/28Common StockS賣出處分−167$243.58F22−$40,677.86130直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/3/27Common StockM行使選擇權處分−15,000$0.00$0461,654直接
2024/3/28Common StockM行使選擇權處分−14,125$0.00$0447,529直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $236.545 to $237.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $237.765 to $238.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $238.97 to $239.965. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $239.98 to $240.975. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $240.985 to $241.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $241.99 to $242.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $243.025 to $243.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

This transaction was executed in multiple trades at prices ranging from $244.915 to $245.815. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

This transaction was executed in multiple trades at prices ranging from $230.105 to $231.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F11

This transaction was executed in multiple trades at prices ranging from $231.26 to $232.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F12

This transaction was executed in multiple trades at prices ranging from $232.31 to $232.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F13

This transaction was executed in multiple trades at prices ranging from $233.32 to $233.885. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F14

This transaction was executed in multiple trades at prices ranging from $234.73 to $235.655. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F15

This transaction was executed in multiple trades at prices ranging from $235.84 to $236.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F16

This transaction was executed in multiple trades at prices ranging from $236.875 to $237.535. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F17

This transaction was executed in multiple trades at prices ranging from $237.975 to $238.965. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F18

This transaction was executed in multiple trades at prices ranging from $238.99 to $239.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F19

This transaction was executed in multiple trades at prices ranging from $240.01 to $240.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F20

This transaction was executed in multiple trades at prices ranging from $241.055 to $242.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F21

This transaction was executed in multiple trades at prices ranging from $242.47 to $242.775. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F22

This transaction was executed in multiple trades at prices ranging from $243.57 to $243.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)