Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/3/27 申報
- 申報編號
- 0001415889-24-009206
- 申報時間
- 2024/3/27
- 交易日
- 2024/3/25-3/26
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 17 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $737.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/25 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −468 | $239.60F2 | −$112,132.8 | 14,662 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −1,492 | $241.05F3 | −$359,646.6 | 13,170 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −3,421 | $242.12F4 | −$828,292.52 | 9,749 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −4,252 | $243.09F5 | −$1,033,618.68 | 5,497 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −2,924 | $243.90F6 | −$713,163.6 | 2,573 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −502 | $244.88F7 | −$122,929.76 | 2,071 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −509 | $246.57F8 | −$125,504.13 | 1,562 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −829 | $247.59F9 | −$205,252.11 | 733 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −603 | $248.49F10 | −$149,839.47 | 130 | 直接 | |
| 2024/3/26 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −144 | $244.67 | −$35,232.48 | 14,986 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −496 | $246.46F11 | −$122,244.16 | 14,490 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −5,926 | $247.63F12 | −$1,467,455.38 | 8,564 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −4,366 | $248.42F13 | −$1,084,601.72 | 4,198 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −3,624 | $249.48F14 | −$904,115.52 | 574 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −444 | $250.64F15 | −$111,284.16 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/25 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 491,654 | 直接 | |
| 2024/3/26 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 476,654 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $239.32 to $240.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $240.53 to $241.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $241.53 to $242.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $242.55 to $243.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $243.55 to $244.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $244.62 to $245.19. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $246.235 to $247.025. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $247.26 to $248.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $248.325 to $248.535. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $246.005 to $246.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $247.01 to $247.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $248.04 to $249.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $249.09 to $250.035. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $250.095 to $250.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。