del Corro Pedro 的 Form 4 申報
Laureate Education, Inc.LAUR，2024/3/18 申報
- 申報編號
- 0001415889-24-008339
- 申報時間
- 2024/3/18
- 交易日
- 2021/10/29-2024/3/5
- 申報延遲
- 871 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 8 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $60.6 萬。交易後 871 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| del Corro PedroCIK 0001696382 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/29 | Common Stock | A公司授予取得 | +47,661 | –F1 | – | 47,661 | 間接 | |
| 2023/11/14 | Common Stock | S賣出處分 | −614 | $13.38F3 | −$8,215.32 | 47,047 | 間接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −14,634 | $12.70 | −$185,851.8 | 32,413 | 間接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −154 | $13.31F4 | −$2,049.74 | 32,259 | 間接 | |
| 2023/12/1 | Common Stock | S賣出處分 | −6,830 | $13.05F5 | −$89,131.5 | 25,429 | 間接 | |
| 2024/3/5 | Common Stock | S賣出處分 | −23,258 | $12.62F6 | −$293,515.96 | 0 | 間接 | |
| 2024/3/5 | Common Stock | S賣出處分 | −1,086 | $12.62F6 | −$13,705.32 | 46,729 | 直接 | |
| 2024/3/5 | Common Stock | S賣出處分 | −1,085 | $12.62F6 | −$13,692.7 | 5,957 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/29 | Class A Common Stock | D交回公司處分 | −47,661 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Common Stock of the Issuer converted into Common Stock of the Issuer effective as of October 29, 2021. Such Class B Common Stock was previously indirectly held by Wengen Alberta, Limited Partnership ("Wengen"). Mr. del Corro indirectly beneficially owned these shares of Class B Common Stock by virtue of the limited partnership interests held directly and indirectly in Wengen.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed by Wengen in multiple trades at prices ranging from $13.270 to $13.435 on November 14, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed by Wengen in multiple trades at prices ranging from $13.150 to $13.480 on November 15, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.330 on December 1, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
On March 5, 2024, Mr. del Corro and his spouse and certain other investors in the Issuer entered into a Stock Purchase Agreement with the Issuer pursuant to which such investors sold certain shares of Common Stock to the Issuer at a price of $12.62 per share. In connection with such Stock Purchase Agreement, Wengen redeemed the interests of certain investors, including Mr. del Corro and his spouse, and certain investment partnerships through which Mr. del Corro and his spouse indirectly held shares, by distributing to such investors certain shares of Common Stock previously indirectly attributable to such investors, including 1,086 shares and 1,085 shares distributed to Mr. del Corro and his spouse, respectively, and 23,258 shares distributed to certain investment partnerships through which Mr. del Corro and his wife indirectly held shares, which shares were then sold to the Issuer pursuant to the Stock Purchase Agreement.
表 I 有 3 筆交易的價格引用這則附註。