Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2024/3/13 申報
- 申報編號
- 0001415889-24-007814
- 申報時間
- 2024/3/13
- 交易日
- 2024/3/11-3/12
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $743.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/11 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −1,269 | $244.80F2 | −$310,651.2 | 13,861 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −1,137 | $246.05F3 | −$279,758.85 | 12,724 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −3,531 | $246.91F4 | −$871,839.21 | 9,193 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −2,404 | $247.99F5 | −$596,167.96 | 6,789 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −2,079 | $249.05F6 | −$517,774.95 | 4,710 | 直接 | |
| 2024/3/11 | Common Stock | S賣出處分 | −4,580 | $249.76F7 | −$1,143,900.8 | 130 | 直接 | |
| 2024/3/12 | Common Stock | M行使選擇權取得 | +15,000 | $129.49 | +$1,942,350 | 15,130 | 直接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −7,091 | $247.20F8 | −$1,752,895.2 | 8,039 | 直接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −4,443 | $248.09F9 | −$1,102,263.87 | 3,596 | 直接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −2,694 | $249.15F10 | −$671,210.1 | 902 | 直接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −772 | $249.82F11 | −$192,861.04 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/11 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 641,654 | 直接 | |
| 2024/3/12 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 626,654 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $244.365 to $245.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $245.385 to $246.335. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $246.425 to $247.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $247.46 to $248.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $248.46 to $249.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $249.465 to $250.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $246.66 to $247.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $247.69 to $248.62. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $248.69 to $249.675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $249.72 to $250.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。