Gilliam Joseph E 的 Form 4 申報
GLAUKOS Corp（GKOS），2024/2/27 申報
- 申報編號
- 0001415889-24-005638
- 申報時間
- 2024/2/27
- 交易日
- 2024/2/23
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $1,292 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gilliam Joseph ECIK 0001705850 | 高階主管（總裁、營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/23 | Common Stock | M行使選擇權取得 | +26,671 | $39.10 | +$1,042,836.1 | 146,473 | 直接 | |
| 2024/2/23 | Common Stock | M行使選擇權取得 | +74,425 | $41.69 | +$3,102,778.25 | 220,898 | 直接 | |
| 2024/2/23 | Common Stock | M行使選擇權取得 | +13,128 | $30.92 | +$405,917.76 | 234,026 | 直接 | |
| 2024/2/23 | Common Stock | M行使選擇權取得 | +4,607 | $39.10 | +$180,133.7 | 238,633 | 直接 | |
| 2024/2/23 | Common Stock | S賣出處分 | −21,414 | $90.94F2 | −$1,947,389.16 | 217,219 | 直接 | |
| 2024/2/23 | Common Stock | S賣出處分 | −114,739 | $92.33F3 | −$10,593,851.87 | 102,480 | 直接 | |
| 2024/2/23 | Common Stock | S賣出處分 | −4,092 | $93.05F4 | −$380,760.6 | 98,388 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/23 | Common Stock | M行使選擇權處分 | −74,425 | $0.00 | $0 | 43,929 | 直接 | |
| 2024/2/23 | Common Stock | M行使選擇權處分 | −13,128 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/23 | Common Stock | M行使選擇權處分 | −26,671 | $0.00 | $0 | 1,053 | 直接 | |
| 2024/2/23 | Common Stock | M行使選擇權處分 | −4,607 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $90.37 to $91.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $91.79 to $92.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $92.80 to $93.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。