Pickering Grant 的 Form 4 申報
Vaxcyte, Inc.（PCVX），2024/2/27 申報
- 申報編號
- 0001415889-24-005476
- 申報時間
- 2024/2/27
- 交易日
- 2024/2/23-2/26
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $351.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Pickering GrantCIK 0001258693 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/23 | Common Stock | M行使選擇權取得 | +15,000 | $1.79 | +$26,850 | 390,814 | 直接 | |
| 2024/2/23 | Common Stock | S賣出處分 | −2,356 | $75.15F2 | −$177,053.4 | 388,458 | 直接 | |
| 2024/2/23 | Common Stock | S賣出處分 | −6,980 | $75.96F3 | −$530,200.8 | 381,478 | 直接 | |
| 2024/2/23 | Common Stock | S賣出處分 | −5,545 | $76.95F4 | −$426,687.75 | 375,933 | 直接 | |
| 2024/2/23 | Common Stock | S賣出處分 | −119 | $77.56 | −$9,229.64 | 375,814 | 直接 | |
| 2024/2/26 | Common Stock | M行使選擇權取得 | +30,000 | $1.79 | +$53,700 | 405,814 | 直接 | |
| 2024/2/26 | Common Stock | S賣出處分 | −30,000 | $79.03F5 | −$2,370,900 | 375,814 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/23 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 60,225 | 直接 | |
| 2024/2/26 | Common Stock | M行使選擇權處分 | −30,000 | $0.00 | $0 | 30,225 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported is a weighted-average price. The shares were sold at prices ranging from $74.45 to $75.52. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported is a weighted-average price. The shares were sold at prices ranging from $75.545 to $76.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported is a weighted-average price. The shares were sold at prices ranging from $76.54 to $77.475. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported is a weighted-average price. The shares were sold at prices ranging from $79.03 to $79.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。